SEC Docket
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : 752 |
| Release | : 1973 |
| Genre | : Securities |
| ISBN | : |
United States Securities And Exchange Commission
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Official Summary of Security Transactions and Holdings Reported to the Securities and Exchange Commission Under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : 464 |
| Release | : 1963 |
| Genre | : Securities |
| ISBN | : |
United States of America Before the Securities and Exchange Commission in the Matter of Richard Whitney, Edwin D. Morgan, Jr., F. Kingsley Rodewald, Henry D. Mygatt, Daniel G. Condon, John J. McManus, and Estate of John A. Hayes, Individually and as Partners Doing Business as Richard Whitney & Company
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : 570 |
| Release | : 1938 |
| Genre | : Securities fraud |
| ISBN | : |
Securities Traded on Exchanges Under the Securities Exchange Act of 1934
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : 6 |
| Release | : 1941-12 |
| Genre | : Securities |
| ISBN | : |
The Transformation of Wall Street
| Author | : Joel Seligman |
| Publisher | : Wolters Kluwer Law & Business |
| Total Pages | : 968 |
| Release | : 2003 |
| Genre | : Business & Economics |
| ISBN | : |
Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .
Securities Exchange Act of 1934 Release
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : 794 |
| Release | : 1961 |
| Genre | : Securities |
| ISBN | : |
Annual Report of the Securities and Exchange Commission
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : 224 |
| Release | : 1938 |
| Genre | : Securities |
| ISBN | : |
United States of America Before the Securities and Exchange Commission in the Matter of Richard Whitney, Edwin D. Morgan, Jr., F. Kingsley Rodewald, Henry D. Mygatt, Daniel G. Condon, John J. McManus, and Estate of John A. Hayes, Individually and as Partners Doing Business as Richard Whitney & Company
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : |
| Release | : 1938 |
| Genre | : Securities fraud |
| ISBN | : |
The Work of the Securities and Exchange Commission
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : 24 |
| Release | : 1940-11 |
| Genre | : Securities |
| ISBN | : |
