Securities Fraud And Commodities Fraud
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Securities Fraud
Author | : Louis L. Straney |
Publisher | : John Wiley & Sons |
Total Pages | : 210 |
Release | : 2010-11-09 |
Genre | : Business & Economics |
ISBN | : 0470601574 |
The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.
Commodities Regulation
Author | : Jerry W. Markham |
Publisher | : Clark Boardman Callaghan |
Total Pages | : 0 |
Release | : 1987 |
Genre | : Commodity exchanges |
ISBN | : 9780876325520 |
This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.
Ponzimonium
Author | : Bartholomew H. Chilton |
Publisher | : Us Independent Agencies and Commissions |
Total Pages | : 86 |
Release | : 2011-10-25 |
Genre | : Business & Economics |
ISBN | : |
True stories of crime and punishment that will inform and educate anyone who wants to find out how to identify and avoid becoming entangled in an investment fraud.
Handbook of Research on Theory and Practice of Financial Crimes
Author | : Rafay, Abdul |
Publisher | : IGI Global |
Total Pages | : 650 |
Release | : 2021-03-18 |
Genre | : True Crime |
ISBN | : 1799855694 |
Black money and financial crime are emerging global phenomena. During the last few decades, corrupt financial practices were increasingly being monitored in many countries around the globe. Among a large number of problems is a lack of general awareness about all these issues among various stakeholders including researchers and practitioners. The Handbook of Research on Theory and Practice of Financial Crimes is a critical scholarly research publication that provides comprehensive research on all aspects of black money and financial crime in individual, organizational, and societal experiences. The book further examines the implications of white-collar crime and practices to enhance forensic audits on financial fraud and the effects on tax enforcement. Featuring a wide range of topics such as ethical leadership, cybercrime, and blockchain, this book is ideal for policymakers, academicians, business professionals, managers, IT specialists, researchers, and students.
Highly Confident
Author | : Jesse Kornbluth |
Publisher | : William Morrow |
Total Pages | : 408 |
Release | : 1992 |
Genre | : Biography & Autobiography |
ISBN | : |
Miliken, Michael, stockbrokers - United States - biography, securities industry - United States. Corrupt practices.
Prosecutors in the Boardroom
Author | : Anthony S. Barkow |
Publisher | : NYU Press |
Total Pages | : 288 |
Release | : 2011-04-18 |
Genre | : Law |
ISBN | : 0814787037 |
Who should police corporate misconduct and how should it be policed? In recent years, the Department of Justice has resolved investigations of dozens of Fortune 500 companies via deferred prosecution agreements and non-prosecution agreements, where, instead of facing criminal charges, these companies become regulated by outside agencies. Increasingly, the threat of prosecution and such prosecution agreements is being used to regulate corporate behavior. This practice has been sharply criticized on numerous fronts: agreements are too lenient, there is too little oversight of these agreements, and, perhaps most important, the criminal prosecutors doing the regulating aren’t subject to the same checks and balances that civil regulatory agencies are. Prosecutors in the Boardroom explores the questions raised by this practice by compiling the insights of the leading lights in the field, including criminal law professors who specialize in the field of corporate criminal liability and criminal law, a top economist at the SEC who studies corporate wrongdoing, and a leading expert on the use of monitors in criminal law. The essays in this volume move beyond criticisms of the practice to closely examine exactly how regulation by prosecutors works. Broadly, the contributors consider who should police corporate misconduct and how it should be policed, and in conclusion offer a policy blueprint of best practices for federal and state prosecution. Contributors: Cindy R. Alexander, Jennifer Arlen, Anthony S. Barkow, Rachel E. Barkow, Sara Sun Beale, Samuel W. Buell, Mark A. Cohen, Mariano-Florentino Cuellar, Richard A. Epstein, Brandon L. Garrett, Lisa Kern Griffin, and Vikramaditya Khanna
Commodity Investment Fraud
Author | : United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations |
Publisher | : |
Total Pages | : 368 |
Release | : 1982 |
Genre | : Commodity exchanges |
ISBN | : |
Whistleblower's Handbook
Author | : Stephen M. Kohn |
Publisher | : Rowman & Littlefield |
Total Pages | : 355 |
Release | : 2011-03-01 |
Genre | : Law |
ISBN | : 0762774797 |
UPDATED IN MARCH 2013 to include the historic $104-million Bradley Birkenfeld whistleblower case and more! From the nation’s leading whistleblower attorney, comes the third edition of the first-ever consumer guide to whistleblowing. In The Whistleblower’s Handbook, Stephen Martin Kohn explains nearly all federal and state laws regarding whistleblowing. In the step-by-step bulk of the book, he also presents twenty-one rules for whistleblowers.