Section 404 Of The Sarbanes Oxley Act Of 2002 Management Assessment Of Internal Controls
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| Author | : Barry Leonard |
| Publisher | : DIANE Publishing |
| Total Pages | : 139 |
| Release | : 2011-05 |
| Genre | : Business & Economics |
| ISBN | : 1437924549 |
The Public Co. Accounting Reform and Investor Protection Act, otherwise known as the Sarbanes-Oxley Act, was enacted in July 2002 after a series of high-profile corp. scandals involving Enron and Worldcom. Section 404(a) of the Act requires management to assess and report on the effectiveness of internal control over financial reporting. It also requires that an independent auditor attest to management¿s assessment of the effectiveness of those controls. Efforts to reduce the costs while retaining the effectiveness of compliance resulted in a series of reforms in 2007. This report presents an analysis of data from publicly traded co. collected from a survey of financial exec. of co. with Section 404 experience. Charts. This is a print on demand report.
| Author | : Michael J. Ramos |
| Publisher | : John Wiley & Sons |
| Total Pages | : 334 |
| Release | : 2006-03-31 |
| Genre | : Business & Economics |
| ISBN | : 0471793930 |
Praise for How to Comply with Sarbanes-Oxley Section 404, Second Edition "In his Second Edition of How to Comply with Sarbanes-Oxley Section 404, Michael Ramos incorporates new developments and lessons learned in the last two years into the definitive guide on SOX 404 implementation . . . An effective tool not just for consultants, this book is THE reference guide for every corporate manager facing SOX 404 implementation." —David W. Hinshaw Executive Vice President and Chief Financial Officer Southern Community Financial Corporation "Very informative . . . this is a book you can actually sit down and read . . . Michael Ramos is extremely knowledgeable and insightful, and his level of detail related to proper documentation has been invaluable in helping me effectively perform Section 404 consulting engagements . . . This Second Edition contains the most pertinent updates and important PCAOB releases. Most importantly, Mr. Ramos has managed to effectively include real-world examples and lessons learned in the field over the last few years. This has saved me countless hours of research and my clients countless dollars." —Christina M. Wenk, CPA Director-Sarbanes-Oxley Compliance Grassi & Co. "How to Comply with Sarbanes-Oxley Section 404, Second Edition brings practical clarity to this complex topic and guides the reader, step by step, through implementation. Mike Ramos draws on his deep understanding of the technical 404 requirements as well as his keen insights as a storyteller . . . Our firm has used Mike's guides over the years to understand and implement technical standards. This guide will be indispensable as we assist companies in the future." —Michael C. Knowles Partner Frank, Rimerman & Co. LLP
| Author | : Robert J. Sonnelitter |
| Publisher | : CCH |
| Total Pages | : 436 |
| Release | : 2008-08 |
| Genre | : Business & Economics |
| ISBN | : 9780808091981 |
SOX 404 for Small, Publicly Held Companies is a guide to assist the management of small, publicly held companies in complying with the requirements of Section 404 of the Sarbanes-Oxley Act of 2002. This reference helps management with assessing the effectiveness of its company's internal control structure and procedures for financial reporting. In making the required internal control assessment, management may identify situations where internal controls can be improved in a cost-effective manner; this book will help management bring about these improvements.
| Author | : Norman Marks |
| Publisher | : |
| Total Pages | : 172 |
| Release | : 2013 |
| Genre | : Auditing, Internal |
| ISBN | : 9780894138102 |
| Author | : United States. Congress. House. Committee on Financial Services |
| Publisher | : |
| Total Pages | : 152 |
| Release | : 2005 |
| Genre | : Business & Economics |
| ISBN | : |
| Author | : Kevin Behr |
| Publisher | : |
| Total Pages | : 108 |
| Release | : 2005 |
| Genre | : Information technology |
| ISBN | : |
| Author | : Mr Matthew Leitch |
| Publisher | : Gower Publishing, Ltd. |
| Total Pages | : 280 |
| Release | : 2012-09-28 |
| Genre | : Business & Economics |
| ISBN | : 1409458237 |
Many people in organizations resent internal control and risk management; these two processes representing unwelcome tasks to be completed for the benefit of auditors and regulators. Over the last few years this perception has been heightened by the disastrous implementation of section 404 of the Sarbanes-Oxley Act of 2002, which is generally regarded as having been too expensive for the benefits it has brought. This important book offers a way of improving this prevailing perception and increasing the value of control and risk management by bringing creativity and design skills to the fore. The value of risk and control activities is often limited by the value of the control ideas available and so Matthew Leitch provides an arsenal of 60 high performance control mechanisms. These include several alternative ways to design controls and control systems, as well as providing controls for monitoring and audit, controls for accelerated learning, and techniques for finding and recovering cash. This design material is combined with insights into the psychology of risk control, strategies for encouraging helpful behaviour and enabling change, and a surprisingly simple integration of internal control with risk management. The book is realistic, practical, original, and easier reading than most in the field. The material is not specific to any one country and has international appeal for internal auditors and all those concerned with risk management, corporate governance and security.
| Author | : United States |
| Publisher | : LexisNexis/Matthew Bender |
| Total Pages | : 128 |
| Release | : 2002 |
| Genre | : Business & Economics |
| ISBN | : |
This handy reference booklet contains the text of the Sarbanes-Oxley Act of 2002, along with analysis and guidance from leading corporate and securities practitioners. The expert commentary provides: an overview of the Act's requirements; discussion on how the Act affects corporate officers and directors; and advice on how to implement the new certification requirements.
| Author | : Michael F. Holt |
| Publisher | : Butterworth-Heinemann |
| Total Pages | : 219 |
| Release | : 2007-11-16 |
| Genre | : Business & Economics |
| ISBN | : 0080554601 |
The Sarbannes-Oxley Act (SOX) is a mandatory requirement for all listed corporations in the US, whether foreign or not. Compliance is not an option. Other countries are developing similar legislation so the books value is international in scope. SOX is a hot topic and the effects are just beginning to be felt world-wide. This new book goes beyond the implementation phase of SOX and looks at the reaction to the Act in terms of costs, benefits and business impacts. This book is for Senior Managers in the Business and Financial/Accounting Communities who want/need to know what the reaction of business and government is to the SOX legislation, what it is costing and how the effects are penetrating through the business environment.Mike Holt presents a comprehensive review of the impact that Sarbanes-Oxley legislation has had on business, the financial community, governments and the public since its inception in 2002. The Sarbanes-Oxley Act has been somewhat successful, but not completely and the cost (well over a trillion dollars) might be considered too high a price to pay for the gains. This book takes a hard look at the costs, benefits and other impacts as well as at what influential and prominent financial, government and business leaders think about it now.* International in scope and content and including interviews with prominent business leaders, CEOs and CFOs of large and small corporations.* Compliance with The Sarbanes-Oxley Act is now mandatory for every listed US corporation and overseas corporations listed on US stock markets.* Covers the reaction of business and government to this legislation, what it is costing and how the effects are penetrating through the business environment.
| Author | : IT Governance Institute |
| Publisher | : ISACA |
| Total Pages | : 128 |
| Release | : 2006 |
| Genre | : Business & Economics |
| ISBN | : 1933284765 |
