Sec Handbook
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Author | : David M. Stuart |
Publisher | : |
Total Pages | : 0 |
Release | : 2015-08-07 |
Genre | : Corporation law |
ISBN | : 9781402424717 |
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.
Author | : American Bar Association. House of Delegates |
Publisher | : American Bar Association |
Total Pages | : 216 |
Release | : 2007 |
Genre | : Law |
ISBN | : 9781590318737 |
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author | : Frank J. Fabozzi |
Publisher | : Oxford University Press |
Total Pages | : 831 |
Release | : 2016 |
Genre | : Business & Economics |
ISBN | : 0198785771 |
This edition, revised since the subprime mortgage crisis, is designed to provide not only the fundamentals of mortgage-backed securities and the investment characteristics that make them attractive to a broad range of investors, but also extensive coverage of state-of-the-art strategies for capitalizing on the opportunities in this market.
Author | : Derek Fisher |
Publisher | : Simon and Schuster |
Total Pages | : 294 |
Release | : 2023-02-28 |
Genre | : Computers |
ISBN | : 1638351597 |
Stop dangerous threats and secure your vulnerabilities without slowing down delivery. This practical book is a one-stop guide to implementing a robust application security program. In the Application Security Program Handbook you will learn: Why application security is so important to modern software Application security tools you can use throughout the development lifecycle Creating threat models Rating discovered risks Gap analysis on security tools Mitigating web application vulnerabilities Creating a DevSecOps pipeline Application security as a service model Reporting structures that highlight the value of application security Creating a software security ecosystem that benefits development Setting up your program for continuous improvement The Application Security Program Handbook teaches you to implement a robust program of security throughout your development process. It goes well beyond the basics, detailing flexible security fundamentals that can adapt and evolve to new and emerging threats. Its service-oriented approach is perfectly suited to the fast pace of modern development. Your team will quickly switch from viewing security as a chore to an essential part of their daily work. Follow the expert advice in this guide and you’ll reliably deliver software that is free from security defects and critical vulnerabilities. About the technology Application security is much more than a protective layer bolted onto your code. Real security requires coordinating practices, people, tools, technology, and processes throughout the life cycle of a software product. This book provides a reproducible, step-by-step road map to building a successful application security program. About the book The Application Security Program Handbook delivers effective guidance on establishing and maturing a comprehensive software security plan. In it, you’ll master techniques for assessing your current application security, determining whether vendor tools are delivering what you need, and modeling risks and threats. As you go, you’ll learn both how to secure a software application end to end and also how to build a rock-solid process to keep it safe. What's inside Application security tools for the whole development life cycle Finding and fixing web application vulnerabilities Creating a DevSecOps pipeline Setting up your security program for continuous improvement About the reader For software developers, architects, team leaders, and project managers. About the author Derek Fisher has been working in application security for over a decade, where he has seen numerous security successes and failures firsthand. Table of Contents PART 1 DEFINING APPLICATION SECURITY 1 Why do we need application security? 2 Defining the problem 3 Components of application security PART 2 DEVELOPING THE APPLICATION SECURITY PROGRAM 4 Releasing secure code 5 Security belongs to everyone 6 Application security as a service PART 3 DELIVER AND MEASURE 7 Building a roadmap 8 Measuring success 9 Continuously improving the program
Author | : Frank J. Fabozzi |
Publisher | : McGraw Hill Professional |
Total Pages | : 1531 |
Release | : 2005-05-06 |
Genre | : Business & Economics |
ISBN | : 007150205X |
The world’s #1 fixed income book, now with 21 all-new chapters The Handbook of Fixed Income Securities occupies the top spot as the most authoritative, widely read reference in the global fixed income marketplace. First published in 1983, this comprehensive survey of current knowledge features contributions from leading academics and practitioners and has carved out a niche that cannot and will not be equaled by any other single sourcebook. Now, the thoroughly revised and updated seventh edition gives finance professionals the facts and formulas they need to compete in today’s transformed marketplace. It places increased emphasis on applications, electronic trading, and global portfolio management, and features new chapters on topics including: Eurobonds Emerging market debt Credit risk modeling Synthetics CDOs Transition management And many more
Author | : United States. Securities and Exchange Commission. Office of Investor Education and Assistance |
Publisher | : |
Total Pages | : 88 |
Release | : 1998 |
Genre | : Disclosure of information |
ISBN | : |
Author | : |
Publisher | : |
Total Pages | : 1864 |
Release | : 2001 |
Genre | : Disclosure of information |
ISBN | : |
Author | : International Accounting Standards Board |
Publisher | : |
Total Pages | : 104 |
Release | : 2006 |
Genre | : Business & Economics |
ISBN | : |
Author | : Clifford E. Kirsch |
Publisher | : |
Total Pages | : 0 |
Release | : 2006 |
Genre | : Business & Economics |
ISBN | : 9781402407710 |
Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules currently governing investment advisers while ensuring you keep pace with the tougher rules to come. This straightforward, easy-to-read compliance resource shows you how to file and update the pivotal Form ADV and draft compliant advisory contracts.
Author | : United States Sentencing Commission |
Publisher | : |
Total Pages | : 456 |
Release | : 1995 |
Genre | : Sentences (Criminal procedure) |
ISBN | : |