Schlifke V Seafirst Corp
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Seventh Circuit Digest
Author | : |
Publisher | : |
Total Pages | : 726 |
Release | : 1989 |
Genre | : Law reports, digests, etc |
ISBN | : |
Includes: topical index alphabetical case index, federal rules index, and a synopsis section.
Directors and Officers Liability
Author | : John H. Mathias |
Publisher | : Law Journal Press |
Total Pages | : 716 |
Release | : 2000 |
Genre | : Business & Economics |
ISBN | : 9781588520951 |
This book examines such topics as: the risks officers and directors face, derivative and class actions, and when a corporation is required--or allowed-- to provide indemnification.
California. Supreme Court. Records and Briefs
Author | : California (State). |
Publisher | : |
Total Pages | : 64 |
Release | : |
Genre | : Law |
ISBN | : |
Court of Appeal Case(s): D015348 Number of Exhibits: 1
Lender Liability and Banking Litigation
Author | : Edward F. Mannino |
Publisher | : Law Journal Press |
Total Pages | : 1056 |
Release | : 2023-10-28 |
Genre | : Law |
ISBN | : 9781588520500 |
This book analyzes theories of liability and provides in-depth discussion of: RICO; planning, budgeting and monitoring banking & lender litigation from the perspective of inside counsel and more.
Securities Regulation
Author | : Marc I. Steinberg |
Publisher | : Law Journal Press |
Total Pages | : 1220 |
Release | : 1984 |
Genre | : Business & Economics |
ISBN | : 9781588520210 |
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
Regulation of Money Managers
Author | : Tamar Frankel |
Publisher | : Wolters Kluwer |
Total Pages | : 4826 |
Release | : 2015-09-16 |
Genre | : Law |
ISBN | : 145487063X |
The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.