Seventh Circuit Digest

Seventh Circuit Digest
Author:
Publisher:
Total Pages: 726
Release: 1989
Genre: Law reports, digests, etc
ISBN:

Includes: topical index alphabetical case index, federal rules index, and a synopsis section.

Directors and Officers Liability

Directors and Officers Liability
Author: John H. Mathias
Publisher: Law Journal Press
Total Pages: 716
Release: 2000
Genre: Business & Economics
ISBN: 9781588520951

This book examines such topics as: the risks officers and directors face, derivative and class actions, and when a corporation is required--or allowed-- to provide indemnification.

Lender Liability and Banking Litigation

Lender Liability and Banking Litigation
Author: Edward F. Mannino
Publisher: Law Journal Press
Total Pages: 1056
Release: 2023-10-28
Genre: Law
ISBN: 9781588520500

This book analyzes theories of liability and provides in-depth discussion of: RICO; planning, budgeting and monitoring banking & lender litigation from the perspective of inside counsel and more.

Securities Regulation

Securities Regulation
Author: Marc I. Steinberg
Publisher: Law Journal Press
Total Pages: 1220
Release: 1984
Genre: Business & Economics
ISBN: 9781588520210

This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Regulation of Money Managers

Regulation of Money Managers
Author: Tamar Frankel
Publisher: Wolters Kluwer
Total Pages: 4826
Release: 2015-09-16
Genre: Law
ISBN: 145487063X

The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.