The Fundamental Principles of Financial Regulation

The Fundamental Principles of Financial Regulation
Author: Charles Albert Eric Goodhart
Publisher: Centre for Economic Policy Research
Total Pages: 144
Release: 2009
Genre: Business & Economics
ISBN:

Analytical background -- Nature of systemic risk -- Who should be regulated (by whom) -- Counter-cyclical regulation -- Regulation of liquidity and maturity mismatches -- Other regulatory issues -- The structure of regulation -- Conclusions -- Appendix : the boundary problem in financial regulation -- Discussion and roundtables.

Building Society Industry (RLE Banking and Finance)

Building Society Industry (RLE Banking and Finance)
Author: Mark J. Boleat
Publisher: Routledge
Total Pages: 236
Release: 2012-05-25
Genre: Business & Economics
ISBN: 0415532698

In this book which has become the standard work on building societies, the author takes into account both economic and regulatory changes which took place in the late 1970s and early 1980s. The book is aimed primarily at students in the industry, and also those undertaking relevant undergraduate and postgraduate courses at university. In addition, this book will be invaluable to those working inside the building society industry and to those organizations which come into contact with societies.

Regulating Financial Services and Markets in the 21st Century

Regulating Financial Services and Markets in the 21st Century
Author: EilĂ­s Ferran
Publisher: Hart Publishing
Total Pages: 357
Release: 2001-09-11
Genre: Law
ISBN: 1841132799

The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation.

International Financial Services Sectors in Small Vulnerable Economies

International Financial Services Sectors in Small Vulnerable Economies
Author: Andreas Antoniou
Publisher: Commonwealth Secretariat
Total Pages: 104
Release: 2004
Genre: Business & Economics
ISBN: 9780850927740

The publication is a collection of papers on current trends in financial regulation and supervision and particularly their impact on small vulnerable economies. The papers examine the following areas: trends in international financial regulation and supervision; political strategies for protecting Small States interests in global regulatory reform; sustainable capital markets and regional integration (the case of the Eastern Caribbean Currency Union) and international cooperation on taxation. The publication should prove useful to policy-makers in these countries as well as academics."

Principles of Banking Regulation

Principles of Banking Regulation
Author: Kern Alexander
Publisher: Cambridge University Press
Total Pages: 497
Release: 2019-06-06
Genre: Business & Economics
ISBN: 110842726X

Analyses banking regulation and recent international developments, including Basel IV, bank resolution and Brexit, and their impact on bank governance.

Financial Regulation in the European Union

Financial Regulation in the European Union
Author: Rainer Kattel
Publisher: Routledge
Total Pages: 343
Release: 2015-10-08
Genre: Business & Economics
ISBN: 1317428846

This collection offers a comparative overview of how financial regulations have evolved in various European countries since the introduction of the single European market in 1986. It includes a number of country studies which provides a narrative of the domestic financial regulatory structure at the beginning of the period, as well the means by which the EU Directives have been introduced into domestic legislation and the impact on the financial structure of the economy. In particular, studies highlight how the discretion allowed by the Directives has been used to meet the then existing domestic conditions and financial structure as well as how they have modified that structure. Countries covered are France, Germany, Italy, Spain, Estonia, Hungary and Slovenia. The book also contains an overview of regulatory changes in the UK and Nordic countries, and in post-crisis USA. This comparative approach raises questions about whether past and more recent regulatory changes have in fact contributed to increase financial stability in the EU. The comparative analysis provided in this book raises questions on whether the past and more recent changes are contributing to increase the financial stability and efficiency of individual banks and national financial systems. The crisis has demonstrated the drawbacks of formulating the regulatory framework on standards borrowed from the best industry practices from the large developed countries, originally designed exclusively for large global banks, but now applied to all financial institutions.

Aligning Financial Supervisory Structures with Country Needs

Aligning Financial Supervisory Structures with Country Needs
Author: Jeffrey Carmichael
Publisher: World Bank Publications
Total Pages: 290
Release: 2004
Genre: Business & Economics
ISBN: 9780821360026

This publication contains the proceedings of an international conference on the regulation of financial institutions and supervisory structural reforms, held in Washington D.C., United States in December 2003 and involving participants from 52 countries. It considers case studies of experiences of regulatory reform approaches adopted in a number of countries including Australia, South Africa, Ireland, Sweden, Hungary and Estonia.

Regional Economic Outlook, October 2008, Middle East and Central Asia

Regional Economic Outlook, October 2008, Middle East and Central Asia
Author: International Monetary Fund. Middle East and Central Asia Dept.
Publisher: International Monetary Fund
Total Pages: 60
Release: 2008-10-21
Genre: Business & Economics
ISBN: 1589067622

Regional Economic Outlook: Middle East and Central Asia underlines that the region has continued to experience strong growth in 2008, and the short-term outlook is generally favorable. However, inflation has emerged as a key issue, and while the global credit crunch has thus far had a limited impact on regional financial markets, the financial turmoil and slowdown in developed economies could lower growth in the period ahead. Policies will need to focus on tightening the fiscal and monetary stance where appropriate, with greater exchange rate flexibility, and continuing efforts to strengthen the resilience of financial sectors.

Integrity, Risk and Accountability in Capital Markets

Integrity, Risk and Accountability in Capital Markets
Author: Justin O'Brien
Publisher: Bloomsbury Publishing
Total Pages: 318
Release: 2013-09-27
Genre: Law
ISBN: 1782253556

The global economy is yet to recover from the aftershocks of the Global Financial Crisis (GFC). In particular many national economies are struggling to adjust to austerity programs that are a direct result of the toxic effects of the crisis. Governments, regulatory agencies, international organisations, media commentators, finance industry organisations and professionals, academics and affected citizens have offered partial explanations for what has occurred. Some of these actors have sought to introduce legislative and other regulatory initiatives to improve operational standards in capital markets. However, the exposure post-GFC of the scandal surrounding the manipulation over many years of the London Interbank Offered Rate (LIBOR) highlighted that the most important obstacles to counter the destructive potential of our global finance system are normative not technical. Regulating the culture of the finance sector is one of the greatest challenges facing contemporary society. This edited volume brings together leading professionals, regulators and academics with knowledge of how cultural forces shape integrity, risk and accountability in capital markets. The book will be of benefit not only to industry, regulatory and academic communities whose focus is upon financial markets and professionals. It is of value to any person or organisation interested in how the cultural underpinnings of the finance sector shape how capital markets actually operate and are regulated. It is a stark lesson of history that financial crises will occur. As national economies become ever more inter-connected and inter-dependent under conditions of global financial capitalism, it becomes ever more important to know how cultural and other normative forces might be adjusted to militate against the effects of future disasters.