Revised Reg AB Proposing Release

Revised Reg AB Proposing Release
Author: Richard Careaga
Publisher: Lulu.com
Total Pages: 190
Release: 2010-05-07
Genre: Law
ISBN: 055745638X

Reprint of the Securities and Exchange Commission's proposing release for revisions to Regulation AB, as published in the Federal Register on May 3, 2010

Reg Date

Reg Date
Author: Peter Allen
Publisher:
Total Pages: 278
Release: 2011
Genre: Soccer
ISBN: 9781875171095

US Reg International Securities and Derivative Market 11e (2 Vol)

US Reg International Securities and Derivative Market 11e (2 Vol)
Author: GREENE
Publisher: Wolters Kluwer
Total Pages: 2854
Release: 2014-12-29
Genre: Law
ISBN: 1454851252

Dramatic changes in U.S. law have increased the need to understand the complex regulation of todayand’s global capital and derivatives markets. U.S. Regulation of the International Securities and Derivatives Markets is the first truly comprehensive guide in this dynamic regulatory arena. This completely updated Eleventh Edition was authored by a team of attorneys at Cleary Gottlieb Steen and& Hamilton LLP, one of the foremost law firms in international finance. U.S. Regulation of the International Securities and Derivatives Markets provides thoroughly up-to-date coverage of the SEC Securities Offering Reform rules, the impact of the Dodd-Frank Act and the Sarbanes-Oxley Act on public companies in the United States, and much more. Advising clients on cross-border securities transactions means dealing with a tangle of complex rules and requirements. This comprehensive reference explains in detail virtually everything your clients might want to know, including: The U.S. securities and commodities laws pertaining to foreign participants and financial products entering U.S. capital markets, and U.S. securities in international markets, including a comprehensive discussion of the requirements imposed by the Sarbanes-Oxley Act and the regulatory framework established by the Dodd-Frank Act. The rules and regulations affecting each participant, including foreign banks, broker-dealers, investment companies and advisers, futures commission merchants, commodity pool operators, commodity trading advisors, and others The rules and requirements behind different cross-border transactions, including private placements and Rule 144A, ADR programs, the U.S./Canadian MJDS, global offerings, and more The principal European Union measures governing securities offerings and ongoing reporting in the European Union Many additional regulatory issues, including enforcement and remedies, recent case interpretations, FINRA and other SRO rules, and much more U.S. Regulation of the International Securities and Derivatives Markets, Eleventh Edition is by far the most comprehensive reference of its kind. This is the only desk reference covering all U.S. laws and regulations affecting international securities offerings and foreign participants in U.S. capital markets. It explains dozens of topics that simply cannot be found in any other published sourceand—saving you valuable research time, youand’ll have all the detailed information you need to guide clients through this dramatic new financial era.

Research Bulletin

Research Bulletin
Author: University of Missouri--Columbia. Agricultural Experiment Station
Publisher:
Total Pages: 482
Release: 1920
Genre: Agriculture
ISBN:

Kenya Gazette

Kenya Gazette
Author:
Publisher:
Total Pages: 48
Release: 1997-08-15
Genre:
ISBN:

The Kenya Gazette is an official publication of the government of the Republic of Kenya. It contains notices of new legislation, notices required to be published by law or policy as well as other announcements that are published for general public information. It is published every week, usually on Friday, with occasional releases of special or supplementary editions within the week.