Legislative History Of The Securities Act Of 1933 And Securities Exchange Act Of 1934
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Legislative History of the Securities Act of 1933 and Securities Exchange Act of 1934 ...: Law, debates. Documents, reports, hearings. Bills
| Author | : Ellen P. Mahar |
| Publisher | : Fred B. Rothman |
| Total Pages | : 264 |
| Release | : 1973 |
| Genre | : Business & Economics |
| ISBN | : |
Legislative History of the Securities Act of 1933 and Securities Exchange Act of 1934
| Author | : J. S. Ellenberger |
| Publisher | : William s Hein & Company |
| Total Pages | : |
| Release | : 2001-01-01 |
| Genre | : Law |
| ISBN | : 9781575886886 |
Few pieces of New Deal legislation had such impact on theAmerican financial structure as the Securities Act of 1933and the Securities Exchange Act of 1934. Prior to thispublication, however, few statutes from this period had beenso neglected in any publicly available documentation oftheir original legislative sources. Includes all pertinenthearings, bills, amendments, reports, and debates leadingup to passage of this important legislation.
The Transformation of Wall Street
| Author | : Joel Seligman |
| Publisher | : Wolters Kluwer Law & Business |
| Total Pages | : 968 |
| Release | : 2003 |
| Genre | : Business & Economics |
| ISBN | : |
Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .
Congressional Record
| Author | : United States. Congress |
| Publisher | : |
| Total Pages | : 1324 |
| Release | : 1968 |
| Genre | : Law |
| ISBN | : |
Business Law I Essentials
| Author | : MIRANDE. DE ASSIS VALBRUNE (RENEE. CARDELL, SUZANNE.) |
| Publisher | : |
| Total Pages | : 180 |
| Release | : 2019-09-27 |
| Genre | : |
| ISBN | : 9781680923025 |
A less-expensive grayscale paperback version is available. Search for ISBN 9781680923018. Business Law I Essentials is a brief introductory textbook designed to meet the scope and sequence requirements of courses on Business Law or the Legal Environment of Business. The concepts are presented in a streamlined manner, and cover the key concepts necessary to establish a strong foundation in the subject. The textbook follows a traditional approach to the study of business law. Each chapter contains learning objectives, explanatory narrative and concepts, references for further reading, and end-of-chapter questions. Business Law I Essentials may need to be supplemented with additional content, cases, or related materials, and is offered as a foundational resource that focuses on the baseline concepts, issues, and approaches.
Annual Report of the Securities and Exchange Commission
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : 280 |
| Release | : 1957 |
| Genre | : Securities |
| ISBN | : |
The Annual report of the U.S. Securities and Exchange Commission (SEC) is published with a view to protecting investors and maintaining the integrity of the securities markets.
Securities Regulation
| Author | : Louis Loss |
| Publisher | : Aspen Publishers |
| Total Pages | : 820 |
| Release | : 2009 |
| Genre | : Business & Economics |
| ISBN | : |
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Model Rules of Professional Conduct
| Author | : American Bar Association. House of Delegates |
| Publisher | : American Bar Association |
| Total Pages | : 216 |
| Release | : 2007 |
| Genre | : Law |
| ISBN | : 9781590318737 |
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
