Florida Securities Law Rules Regulations
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| Author | : Robert C. Rosen |
| Publisher | : |
| Total Pages | : 0 |
| Release | : 1986 |
| Genre | : International finance |
| ISBN | : 9780379208252 |
Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.
| Author | : Jed S. Rakoff |
| Publisher | : Law Journal Press |
| Total Pages | : 784 |
| Release | : 2023-12-28 |
| Genre | : Law |
| ISBN | : 9781588520487 |
RICO: Civil and Criminal Law and Strategy provides a fundamental grounding in substantive RICO law and focuses on strategic and tactical considerations of RICO practice.
| Author | : James D. Cox |
| Publisher | : |
| Total Pages | : 194 |
| Release | : 2006 |
| Genre | : Business & Economics |
| ISBN | : |
Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.
| Author | : Marc I. Steinberg |
| Publisher | : Law Journal Press |
| Total Pages | : 1220 |
| Release | : 1984 |
| Genre | : Business & Economics |
| ISBN | : 9781588520210 |
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
| Author | : Jerry W. Markham |
| Publisher | : |
| Total Pages | : |
| Release | : 1998-01-12 |
| Genre | : |
| ISBN | : 9780420611307 |
This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of customer funds, net capital requirements, record-keeping, reporting and credit regulations. In addition, the work offers an overview of the historical development of broker-dealer practices and the regulatory framework that has grown up around them. It also integrates coverage of commodities regulation throughout the text, oftern comparing and contrasting the different ways securities and commodities regulatory schemes impact upon specific broker-dealer activities.
| Author | : Edward N. Gadsby |
| Publisher | : |
| Total Pages | : |
| Release | : 1967 |
| Genre | : Securities |
| ISBN | : |
| Author | : Harold Marsh |
| Publisher | : |
| Total Pages | : |
| Release | : 1973 |
| Genre | : Securities |
| ISBN | : |
| Author | : William M. Prifti |
| Publisher | : |
| Total Pages | : |
| Release | : 2001 |
| Genre | : Securities |
| ISBN | : |
| Author | : Randolph H. Elkins |
| Publisher | : |
| Total Pages | : |
| Release | : 1989 |
| Genre | : Securities |
| ISBN | : |
| Author | : Jerry W. Markham |
| Publisher | : Clark Boardman Callaghan |
| Total Pages | : 0 |
| Release | : 1987 |
| Genre | : Commodity exchanges |
| ISBN | : 9780876325520 |
This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.
