U.S. Regulation of the International Securities and Derivatives Markets
Author | : |
Publisher | : Aspen Law & Business Publishers |
Total Pages | : 254 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
Download Financial Responsibility Rules For Broker Dealers Us Securities And Exchange Commission Regulation Sec 2018 Edition full books in PDF, epub, and Kindle. Read online free Financial Responsibility Rules For Broker Dealers Us Securities And Exchange Commission Regulation Sec 2018 Edition ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Author | : |
Publisher | : Aspen Law & Business Publishers |
Total Pages | : 254 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
Author | : Thomas P. Lemke |
Publisher | : |
Total Pages | : |
Release | : 2015 |
Genre | : Investment advisors |
ISBN | : 9780314832627 |
Author | : United States Sentencing Commission |
Publisher | : |
Total Pages | : 456 |
Release | : 1995 |
Genre | : Sentences (Criminal procedure) |
ISBN | : |
Author | : Merritt B. Fox |
Publisher | : |
Total Pages | : 476 |
Release | : 2018 |
Genre | : Securities |
ISBN | : 9781982966850 |
Author | : Board of Governors of the Federal Reserve System |
Publisher | : |
Total Pages | : 0 |
Release | : 2002 |
Genre | : Banks and Banking |
ISBN | : 9780894991967 |
Provides an in-depth overview of the Federal Reserve System, including information about monetary policy and the economy, the Federal Reserve in the international sphere, supervision and regulation, consumer and community affairs and services offered by Reserve Banks. Contains several appendixes, including a brief explanation of Federal Reserve regulations, a glossary of terms, and a list of additional publications.
Author | : Robert L. Tortoriello |
Publisher | : |
Total Pages | : |
Release | : |
Genre | : Bank holding companies |
ISBN | : |
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : |
Release | : 1963 |
Genre | : Foreign exchange |
ISBN | : |
Author | : AICPA |
Publisher | : John Wiley & Sons |
Total Pages | : 464 |
Release | : 2019-01-14 |
Genre | : Business & Economics |
ISBN | : 1945498994 |
An industry-specific accounting guide for brokers and dealers The Accounting Guide: Brokers and Dealers in Securities 2018 is provided by the American Institute of Certified Public Accountants. It details specialized accounting and regulatory requirements for the broker-dealer industry. Detailed chapters provide comprehensive examinations of timely subjects. For example, the chapter on the securities industry covers discount brokers, investment bankers, government securities dealers, clearing brokers, and other professions. Additional chapters cover: regulatory consideration, internal control, accounting standards, and financial statement considerations. Broker-dealers gain guidance in financial statement preparation while following the best practices and accounting principles outlined.
Author | : Jelena Madir |
Publisher | : Edward Elgar Publishing |
Total Pages | : 719 |
Release | : 2024-05-02 |
Genre | : Law |
ISBN | : 1035314754 |
This fully revised and updated third edition provides a practical examination of legal and regulatory issues in FinTech, a sector whose rapid rise in recent years has produced opportunities for innovation but has also raised new challenges. Featuring insights from over 40 experts from 10 countries, this book analyses the statutory aspects of technology-enabled developments in banking and considers the impact these changes will have on the legal profession.
Author | : CFA Institute |
Publisher | : John Wiley & Sons |
Total Pages | : 3708 |
Release | : 2017-08-01 |
Genre | : Business & Economics |
ISBN | : 1119396654 |
Clear, concise instruction for all CFA Level I concepts and competencies for the 2018 exam The same official curricula that CFA Program candidates receive with program registration is now publicly available for purchase. CFA Program Curriculum 2018 Level I, Volumes 1-6 provides the complete Level I Curriculum for the 2018 exam, delivering the Candidate Body of Knowledge (CBOK) with expert instruction on all 10 topic areas of the CFA Program. Fundamental concepts are explained in-depth with a heavily visual style, while cases and examples demonstrate how concepts apply in real-world scenarios. Coverage includes ethical and professional standards, quantitative analysis, economics, financial reporting and analysis, corporate finance, equities, fixed income, derivatives, alternative investments, and portfolio management, all organized into individual sessions with clearly defined Learning Outcome Statements. Charts, graphs, figures, diagrams, and financial statements illustrate concepts to facilitate retention, and practice questions provide the opportunity to gauge your understanding while reinforcing important concepts. Learning Outcome Statement checklists guide readers to important concepts to derive from the readings Embedded case studies and examples throughout demonstrate practical application of concepts Figures, diagrams, and additional commentary make difficult concepts accessible Practice problems support learning and retention CFA Institute promotes the highest standards of ethics, education, and professional excellence among investment professionals. The CFA Program Curriculum guides you through the breadth of knowledge required to uphold these standards.The three levels of the program build on each other. Level I provides foundational knowledge and teaches the use of investment tools; Level II focuses on application of concepts and analysis, particularly in the valuation of assets; and Level III builds toward synthesis across topics with an emphasis on portfolio management.