SEC Docket

SEC Docket
Author: United States. Securities and Exchange Commission
Publisher:
Total Pages: 1184
Release: 2003
Genre: Securities
ISBN:

Guide to Clearance & Settlement

Guide to Clearance & Settlement
Author: Lightbulb Press
Publisher:
Total Pages:
Release: 2021-10-20
Genre:
ISBN: 9781933569215

An in-depth look at DTCC, including its role in the capital markets, its structure, and it's offerings and services.

Contemporary Topics in Finance

Contemporary Topics in Finance
Author: Iris Claus
Publisher: John Wiley & Sons
Total Pages: 400
Release: 2019-02-27
Genre: Business & Economics
ISBN: 1119565197

The literature surveys presented in this edited volume provide readers with up-to-date reviews on eleven contemporary topics in finance. Topics include unconventional monetary policy, implicit bank guarantees, and financial fraud - all linked to the exceptional event of the Global Financial Crisis Explores how recent studies on inflation risk premia and finance and productivity have benefitted from new empirical methods and the availability of relevant data Demonstrates how angel investing, venture capital, relationship lending and microfinance have benefitted from increased research as they have become more seasoned Investigates crowdfunding and crypto-currencies which have both arisen from recent technological developments

Oversight and Reauthorization of Action Agency, 1979

Oversight and Reauthorization of Action Agency, 1979
Author: United States. Congress. House. Committee on Education and Labor. Subcommittee on Select Education
Publisher:
Total Pages: 1752
Release: 1980
Genre: Government publications
ISBN:

To authorize appropriations for programs under the domestic Volunteer Service Act of 1979, to amend such act to facilitate the improvement of programs carried outthereunder, to authorize urban volunteer programs, and for other purposes.

The Ethics and Conduct of Lawyers in England and Wales

The Ethics and Conduct of Lawyers in England and Wales
Author: Andrew Boon
Publisher: Bloomsbury Publishing
Total Pages: 864
Release: 2014-11-07
Genre: Law
ISBN: 1782256091

This is the third edition of the leading textbook on legal ethics and the regulation of the legal profession in England and Wales. As such it maps the complex regulatory environment in which the legal profession in England and Wales now operates. It opens with a critical overview of professional ideals, organisation, power and culture and an examination of the mechanisms of professions, exercised through governance, regulation, discipline and education. The core of the book explores the conflict between duties owed to clients (loyalty and confidentiality) and wider duties (to the profession, third parties and society). The final part applies lawyers' ethics to dispute resolution and settlement (litigation, negotiation, advocacy and alternative dispute settlement). Now laid out in a more accessible format and written in a more approachable style, the book is ideal reading for those teaching and learning in the field of legal ethics.

Wall Street and the Financial Crisis

Wall Street and the Financial Crisis
Author: United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations
Publisher:
Total Pages: 1840
Release: 2011
Genre: Financial crises
ISBN: