Configuring Internal Controls For Software As A Service
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| Author | : Chong Ee |
| Publisher | : CRC Press |
| Total Pages | : 467 |
| Release | : 2018-09-12 |
| Genre | : Computers |
| ISBN | : 042980735X |
This book taps into an inherent paradox: with the ease of reliance on external, cloud providers to provide robust functionality and regular enhancements comes, as their very own audited service organization control (SOC) reports are quick to point out, the need for client organizations to devise and sustain a system of effective internal controls. By addressing the practitioner in the field, it provides tangible, cost effective and thus pragmatic means to mitigate key risks whilst leveraging built-in cloud capabilities and overarching principles of effective system design.
| Author | : Robert R. Moeller |
| Publisher | : John Wiley & Sons |
| Total Pages | : 325 |
| Release | : 2013-12-31 |
| Genre | : Business & Economics |
| ISBN | : 1118626419 |
Essential guidance on the revised COSO internal controls framework Need the latest on the new, revised COSO internal controls framework? Executive's Guide to COSO Internal Controls provides a step-by-step plan for installing and implementing effective internal controls with an emphasis on building improved IT as well as other internal controls and integrating better risk management processes. The COSO internal controls framework forms the basis for establishing Sarbanes-Oxley compliance and internal controls specialist Robert Moeller looks at topics including the importance of effective systems on internal controls in today's enterprises, the new COSO framework for effective enterprise internal controls, and what has changed since the 1990s internal controls framework. Written by Robert Moeller, an authority in internal controls and IT governance Practical, no-nonsense coverage of all three dimensions of the new COSO framework Helps you change systems and processes when implementing the new COSO internal controls framework Includes information on how ISO internal control and risk management standards as well as COBIT can be used with COSO internal controls Other titles by Robert Moeller: IT Audit, Control, and Security, Executives Guide to IT Governance Under the Sarbanes-Oxley Act, every corporation has to assert that their internal controls are adequate and public accounting firms certifying those internal controls are attesting to the adequacy of those same internal controls, based on the COSO internal controls framework. Executive's Guide to COSO Internal Controls thoroughly considers improved risk management processes as part of the new COSO framework; the importance of IT systems and processes; and risk management techniques.
| Author | : AICPA |
| Publisher | : John Wiley & Sons |
| Total Pages | : 368 |
| Release | : 2017-05-08 |
| Genre | : Business & Economics |
| ISBN | : 1943546649 |
This updated and improved guide is designed to help accountants effectively perform SOC 1® engagements under AT-C section 320, Reporting on an Examination of Controls at a Service Organization Relevant to User Entities’ Internal Control Over Financial Reporting, of Statement on Standards for Attestation Engagements (SSAE) No. 18, Attestation Standards: Clarification and Recodification. With the growth in business specialization, outsourcing tasks and functions to service organizations has become increasingly popular, increasing the demand for SOC 1 engagements. This guide will help: Gain a deeper understanding of the requirements and guidance in AT-C section 320 for performing SOC 1 engagements. Obtain guidance from top CPAs on how to implement AT-C section 320 and address common and practice issues. Provide best in class services related to planning, performing, and reporting on a SOC 1 engagement. Successfully implement changes in AT-C section 320 arising from the issuance of SSAE 18, which is effective for reports dated on or after May 1, 2017. Determine how to describe the matter giving rise to a modified opinion by providing over 20 illustrative paragraphs for different situations. Understand the kinds of information auditors of the financial statements of user entities need from a service auditor's report. Implement the requirement in SSAE No. 18 to obtain a written assertion from management of the service organization. Organize and draft relevant sections of a type 2 report by providing complete illustrative type 2 reports that include the service auditor’s report, management’s assertion, the description of the service organization’s system, and the service auditor’s description of tests of controls and results. Develop management representation letters for SOC 1 engagements.
| Author | : United States Government Accountability Office |
| Publisher | : Lulu.com |
| Total Pages | : 88 |
| Release | : 2019-03-24 |
| Genre | : Reference |
| ISBN | : 0359541828 |
Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountability in achieving an entity's mission is to implement an effective internal control system. An effective internal control system helps an entity adapt to shifting environments, evolving demands, changing risks, and new priorities. As programs change and entities strive to improve operational processes and implement new technology, management continually evaluates its internal control system so that it is effective and updated when necessary. Section 3512 (c) and (d) of Title 31 of the United States Code (commonly known as the Federal Managers' Financial Integrity Act (FMFIA)) requires the Comptroller General to issue standards for internal control in the federal government.
| Author | : Christine H. Doxey |
| Publisher | : John Wiley & Sons |
| Total Pages | : 419 |
| Release | : 2019-07-16 |
| Genre | : Business & Economics |
| ISBN | : 1119554403 |
Step-by-step guidance on creating internal controls to manage risk Internal control is a process for assuring achievement of an organization's objectives in operational effectiveness and efficiency, reliable financial reporting, and compliance with laws, regulations, and policies. This is a "toolkit" approach that addresses a practical need for a series of standards of internal controls that can be used to mitigate risk within any size organization. Inadequate internal controls can cause a myriad of problems that adversely affect its ability to provide reliable, timely, and useful financial and managerial data needed to support operating, budgeting, and policy decisions. Reliable data is necessary to make sound business decisions. • Toolkit approach with detailed controls and risks outlined for key business processes • Foundational for SOX 404 initiatives • Key material to improve internal control efforts • Guidance during M&A projects Poor controls over data quality can cause financial data to be unreliable, incomplete, and inaccurate—this book helps you control that quality and manage risk.
| Author | : Elisa Bertino |
| Publisher | : Springer Science & Business Media |
| Total Pages | : 232 |
| Release | : 2009-10-22 |
| Genre | : Computers |
| ISBN | : 3540877428 |
Web services technologies are advancing fast and being extensively deployed in many di?erent application environments. Web services based on the eXt- sible Markup Language (XML), the Simple Object Access Protocol (SOAP), andrelatedstandards,anddeployedinService-OrientedArchitectures(SOAs) are the key to Web-based interoperability for applications within and across organizations. Furthermore, they are making it possible to deploy appli- tions that can be directly used by people, and thus making the Web a rich and powerful social interaction medium. The term Web 2.0 has been coined to embrace all those new collaborative applications and to indicate a new, “social” approach to generating and distributing Web content, characterized by open communication, decentralization of authority, and freedom to share and reuse. For Web services technologies to hold their promise, it is crucial that - curity of services and their interactions with users be assured. Con?dentiality, integrity,availability,anddigitalidentitymanagementareallrequired.People need to be assured that their interactions with services over the Web are kept con?dential and the privacy of their personal information is preserved. People need to be sure that information they use for looking up and selecting s- vicesiscorrectanditsintegrityisassured.Peoplewantservicestobeavailable when needed. They also require interactions to be convenient and person- ized, in addition to being private. Addressing these requirements, especially when dealing with open distributed applications, is a formidable challenge.
| Author | : Robert R. Moeller |
| Publisher | : John Wiley & Sons |
| Total Pages | : 696 |
| Release | : 2010-10-12 |
| Genre | : Business & Economics |
| ISBN | : 0470877685 |
When it comes to computer security, the role of auditors today has never been more crucial. Auditors must ensure that all computers, in particular those dealing with e-business, are secure. The only source for information on the combined areas of computer audit, control, and security, the IT Audit, Control, and Security describes the types of internal controls, security, and integrity procedures that management must build into its automated systems. This very timely book provides auditors with the guidance they need to ensure that their systems are secure from both internal and external threats.
| Author | : Alexis Leon |
| Publisher | : Artech House |
| Total Pages | : 439 |
| Release | : 2015-02-01 |
| Genre | : Computers |
| ISBN | : 1608078442 |
Software configuration management (SCM) is one of the scientific tools that is aimed to bring control to the software development process. This new resource is a complete guide to implementing, operating, and maintaining a successful SCM system for software development. Project managers, system designers, and software developers are presented with not only the basics of SCM, but also the different phases in the software development lifecycle and how SCM plays a role in each phase. The factors that should be considered and the pitfalls that should be avoided while designing the SCM system and SCM plan are also discussed. In addition, this third edition is updated to include cloud computing and on-demand systems. This book does not rely on one specific tool or standard for explaining the SCM concepts and techniques; In fact, it gives readers enough information about SCM, the mechanics of SCM, and SCM implementation, so that they can successfully implement a SCM system.
| Author | : Sushil Jajodia |
| Publisher | : Springer |
| Total Pages | : 257 |
| Release | : 2005-12-28 |
| Genre | : Computers |
| ISBN | : 140207901X |
The development and integration of integrity and internal control mechanisms into information system infrastructures is a challenge for researchers, IT personnel and auditors. Since its beginning in 1997, the IICIS international working conference has focused on the following questions: what precisely do business managers need in order to have confidence in the integrity of their information systems and their data and what are the challenges IT industry is facing in ensuring this integrity; what are the status and directions of research and development in the area of integrity and internal control; where are the gaps between business needs on the one hand and research / development on the other; what needs to be done to bridge these gaps. This sixth volume of IICIS papers, like the previous ones, contains interesting and valuable contributions to finding the answers to the above questions. We want to recommend this book to security specialists, IT auditors and researchers who want to learn more about the business concerns related to integrity. Those same security specialists, IT auditors and researchers will also value this book for the papers presenting research into new techniques and methods for obtaining the desired level of integrity.
| Author | : Robert R. Moeller |
| Publisher | : John Wiley & Sons |
| Total Pages | : 832 |
| Release | : 2016-01-05 |
| Genre | : Business & Economics |
| ISBN | : 1119016983 |
The complete guide to internal auditing for the modern world Brink's Modern Internal Auditing: A Common Body of Knowledge, Eighth Edition covers the fundamental information that you need to make your role as internal auditor effective, efficient, and accurate. Originally written by one of the founders of internal auditing, Vic Brink and now fully updated and revised by internal controls and IT specialist, Robert Moeller, this new edition reflects the latest industry changes and legal revisions. This comprehensive resource has long been—and will continue to be—a critical reference for both new and seasoned internal auditors alike. Through the information provided in this inclusive text, you explore how to maximize your impact on your company by creating higher standards of professional conduct and greater protection against inefficiency, misconduct, illegal activity, and fraud. A key feature of this book is a detailed description of an internal audit Common Body of Knowledge (CBOK), key governance; risk and compliance topics that all internal auditors need to know and understand. There are informative discussions on how to plan and perform internal audits including the information technology (IT) security and control issues that impact all enterprises today. Modern internal auditing is presented as a standard-setting branch of business that elevates professional conduct and protects entities against fraud, misconduct, illegal activity, inefficiency, and other issues that could detract from success. Contribute to your company's productivity and responsible resource allocation through targeted auditing practices Ensure that internal control procedures are in place, are working, and are leveraged as needed to support your company's performance Access fully-updated information regarding the latest changes in the internal audit industry Rely upon a trusted reference for insight into key topics regarding the internal audit field Brink's Modern Internal Auditing: A Common Body of Knowledge, Eighth Editionpresents the comprehensive collection of information that internal auditors rely on to remain effective in their role.
