Securities Activities of Banks

Securities Activities of Banks
Author: Melanie L. Fein
Publisher: Wolters Kluwer
Total Pages: 1668
Release: 2011-12-20
Genre: Law
ISBN: 1454801247

"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.

Bank Powers

Bank Powers
Author: United States. General Accounting Office
Publisher:
Total Pages: 34
Release: 1991
Genre: Bank holding companies
ISBN:

The Securities Regulatory Handbook

The Securities Regulatory Handbook
Author: PricewaterhouseCoopers (Firm)
Publisher: M.E. Sharpe
Total Pages: 148
Release: 1998
Genre: Banking law
ISBN: 9780765602695

Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.