Insider Trading Sanctions Act of 1984
Author | : United States |
Publisher | : |
Total Pages | : 2 |
Release | : 1984 |
Genre | : Insider trading in securities |
ISBN | : |
Download An Overview Of The Securities Law Enforcement Remedies Act Of 1990 full books in PDF, epub, and Kindle. Read online free An Overview Of The Securities Law Enforcement Remedies Act Of 1990 ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Author | : United States |
Publisher | : |
Total Pages | : 2 |
Release | : 1984 |
Genre | : Insider trading in securities |
ISBN | : |
Author | : Thomas Lee Hazen |
Publisher | : West Group Publishing |
Total Pages | : 842 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
Author | : |
Publisher | : Aspen Law & Business Publishers |
Total Pages | : 254 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
Author | : American Bar Association. House of Delegates |
Publisher | : American Bar Association |
Total Pages | : 216 |
Release | : 2007 |
Genre | : Law |
ISBN | : 9781590318737 |
The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author | : Nicole A. Baker |
Publisher | : American Bar Association |
Total Pages | : 774 |
Release | : 2007 |
Genre | : Business & Economics |
ISBN | : 9781590317297 |
This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.
Author | : Joel Seligman |
Publisher | : Wolters Kluwer Law & Business |
Total Pages | : 968 |
Release | : 2003 |
Genre | : Business & Economics |
ISBN | : |
Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .
Author | : Marc I. Steinberg |
Publisher | : Law Journal Press |
Total Pages | : 1220 |
Release | : 1984 |
Genre | : Business & Economics |
ISBN | : 9781588520210 |
This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
Author | : Thomas Lee Hazen |
Publisher | : West Group Publishing |
Total Pages | : 1194 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs |
Publisher | : |
Total Pages | : 292 |
Release | : 2009 |
Genre | : Global Financial Crisis, 2008-2009 |
ISBN | : |