Model Rules of Professional Conduct

Model Rules of Professional Conduct
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
Total Pages: 216
Release: 2007
Genre: Law
ISBN: 9781590318737

The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

The Securities Enforcement Manual

The Securities Enforcement Manual
Author: Nicole A. Baker
Publisher: American Bar Association
Total Pages: 774
Release: 2007
Genre: Business & Economics
ISBN: 9781590317297

This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.

The Transformation of Wall Street

The Transformation of Wall Street
Author: Joel Seligman
Publisher: Wolters Kluwer Law & Business
Total Pages: 968
Release: 2003
Genre: Business & Economics
ISBN:

Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .

Securities Regulation

Securities Regulation
Author: Marc I. Steinberg
Publisher: Law Journal Press
Total Pages: 1220
Release: 1984
Genre: Business & Economics
ISBN: 9781588520210

This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

The Law of Securities Regulation

The Law of Securities Regulation
Author: Thomas Lee Hazen
Publisher: West Group Publishing
Total Pages: 1194
Release: 2002
Genre: Business & Economics
ISBN:

"This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.