Securities Acts Amendments of 1975

Securities Acts Amendments of 1975
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
Total Pages: 536
Release: 1975
Genre: Securities
ISBN:

Struggle and Survival on Wall Street

Struggle and Survival on Wall Street
Author: John O. Matthews
Publisher: Oxford University Press
Total Pages: 286
Release: 1994-03-03
Genre: Business & Economics
ISBN: 0195364147

U.S. securities firms are the most competitive in the world and are now facing challenges posed by the internationalization of securities markets. Struggle and Survival on Wall Street provides a comprehensive economic analysis of competition among securities firms. John Matthews analyzes the interaction of the industry's structure, conduct and performance. To meet the competition and the needs of their customers, he argues, firms develop new financial products, some of which become new lines of business. The most important decisions firms make concern the methods of entry into these lines of business. Those firms that successfully innovate and adapt their organizations are in the best position to deal with both domestic and international competition. The regulatory framework of the industry is vital to its growth and Matthews makes policy recommendations which urge regulators, particularly the Securities and Exchange Commission, to provide for a framework in which organizational change can take place.

The Deregulation of the Banking and Securities Industries

The Deregulation of the Banking and Securities Industries
Author: Lawrence G. Goldberg
Publisher: Beard Books
Total Pages: 370
Release: 2003
Genre: Law
ISBN: 158798167X

This is a reprint of a previously published book. It is composed of a series of papers written for a two-day conference at NYU in 1978 dealing with the problems involved in the deregulation of the banking and securities industries.

The Boston Institute of Finance Stockbroker Course

The Boston Institute of Finance Stockbroker Course
Author: Boston Institute of Finance
Publisher: John Wiley & Sons
Total Pages: 370
Release: 2005-05-27
Genre: Study Aids
ISBN: 0471732222

Get the all-in-one product that provides preparation information for the two tests necessary to sell stocks: the Series 7 and Series 63 exams. The Boston Institute of Finance Stockbroker Course combines the industry?s premier print study guide with access to the industry?s premier online test-prep materials. This unique course has become one of the best products available for exam preparation by providing the core knowledge needed to pass. The study guide chapters parallel the content of the exams, each chapter includes review questions, and the companion CD-ROM features a sample final exam and tips that will sharpen your skills even further. If you're looking to pass both the Series 7 and Series 63 exams, this is the only guide you will need.

Investment Advisers Act Amendments

Investment Advisers Act Amendments
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance
Publisher:
Total Pages: 172
Release: 1976
Genre: Investment advisors
ISBN:

SEC Docket

SEC Docket
Author: United States. Securities and Exchange Commission
Publisher:
Total Pages: 1164
Release: 1994
Genre: Securities
ISBN: