The Public Policy Sword and the New York Convention

The Public Policy Sword and the New York Convention
Author: John Wires
Publisher:
Total Pages: 30
Release: 2009
Genre:
ISBN:

This paper argues that the public policy exception to the enforcement of foreign arbitral awards is not applied uniformly across national borders by domestic courts. There are varying levels of public policy and a degree of uncertainty regarding which national courts will uphold certain awards, and which will not. Even though the international business community has greatly benefited from the New York Convention, there is still progress to be made in harmonizing public policy.Part I of this argument will look at the debate surrounding international vs national concepts of public policy. It will conclude that within the 142 member states, a division still exist between those who apply domestic, international and even transnational concepts of public policy. In this context, the paper will mainly concern itself with the public policy exception at the enforcement stage. Part II will then shift to an analysis of public policy in the context of denying or ousting the jurisdiction of arbitrators to hear cases. In this context, as will be discovered, some courts use their domestic public policy to deny arbitrators from hearing disputes. Finally, with the illustrations of how public policy has been applied non-uniformly, Part III will provide suggestions for how greater uniformity can be achieved in the application of public policy under the New York Convention.

Ex Aequo et Bono as a Response to the ‘Over-Judicialisation’ of International Commercial Arbitration

Ex Aequo et Bono as a Response to the ‘Over-Judicialisation’ of International Commercial Arbitration
Author: Nobumichi Teramura
Publisher: Kluwer Law International B.V.
Total Pages: 316
Release: 2020-05-12
Genre: Law
ISBN: 9403520809

Despite its many distinguished proponents over time, ex aequo et bono – the idea of deciding disputes on the basis of what an adjudicator regards as fair and equitable – has failed to take hold in international commercial arbitration (ICA). Formalisation and fossilisation of arbitral procedure, as manifested in the increasing use of litigation-style practice, unfortunately reign instead. This bold and challenging book argues that parties to an arbitration should be more willing for their cross-border disputes to be decided (and arbitrators should be more prepared to decide those disputes) in accordance with broad principles of equity and fairness, rather than by strict adherence to technical rules of law. Putting forward suggestions based on extensive research and doctrinal considerations, this book invites us to confront what ICA was supposed to be, what it now is and what it can be. In particular, Dr Teramura discusses how, by resorting to ex aequo et bono, arbitrators can: construe contractual terms, including the limits; apply trade usages; deal with mandatory rules of a given forum or place of performance; minimise the cost and length of time that arbitration takes; avoid the abuse of discretion; and ensure predictable results. The book examines significant differences in the way that ex aequo et bono arbitration is understood among various state and international institutions. It attempts to identify a ‘common core’ of universally accepted concepts underlying those different understandings. The book argues that ex aequo et bono has the potential to reform ICA without undermining its positive aspects. Along the way, it discusses the implications of ex aequo et bono arbitration on the now widely used UNCITRAL Model Law on ICA. It should thus appeal to lay business persons and commercial law practitioners who are looking for an economical and efficient way to solve business disputes within a globalised arbitration framework.

The Crucible of Public Policy

The Crucible of Public Policy
Author: Bruce W. Dearstyne
Publisher: State University of New York Press
Total Pages: 398
Release: 2022-05-01
Genre: History
ISBN: 1438488599

The Crucible of Public Policy: New York Courts in the Progressive Era relates the dramatic story of New York State courts, particularly the Court of Appeals, in deciding on the constitutionality of key state statutes in the progressive era. The Court of Appeals, second in importance only to the United States Supreme Court, made groundbreaking decisions on the constitutional validity of laws relating to privacy, personal liberty, state regulation of business, women workers' hours, compensation for on-the-job injuries, public health, and other vital areas. In the process, the Court became a crucible of sorts—a place where complex public policy issues of the day were argued and decided. These decisions set precedents that continue to influence contemporary debates. The book puts people—those who made the laws, were impacted by them, supported or opposed them in public forums, and the courts, attorneys, and judges—at the center of the story. Author Bruce W. Dearstyne presents new material previously unused by scholars, reflecting extensive research in the Court of Appeals' archival records.

Applicable Law in Investor-State Arbitration

Applicable Law in Investor-State Arbitration
Author: Hege Elisabeth Kjos
Publisher: Oxford University Press
Total Pages: 343
Release: 2013-03-21
Genre: Law
ISBN: 0199656959

Investment arbitration has become the key forum to settle disputes between investors and the host state. It is not clear from the arbitration agreements which body of law the arbitrators should apply: national or international. This book examines how the legal framework which the arbitral panels operate in influences which body of law they apply.

Conflict of Laws in International Arbitration

Conflict of Laws in International Arbitration
Author: Franco Ferrari
Publisher: Walter de Gruyter
Total Pages: 481
Release: 2010-12-23
Genre: Law
ISBN: 3866539290

Irrespective of the increasing harmonization of law at the transnational level, every arbitration raises a number of confl ict of laws problems relating to procedural questions as well as to issues concerning the merits of the case. Unlike a state court judge, the arbitrator has no "lex fori" in the proper sense providing the relevant confl ict rules to determine the applicable law. This raises the question of what confl ict of laws rules to apply and, consequently, of the extent of the freedom the arbitrator enjoys in dealing with this and related issues. The best example of the importance of confl ict of laws questions in arbitration is the Vivendi-Elektrim saga where the outcome of the various proceedings depended on the question of characterization. This very beneficial book is dealing with - the arbitration agreement, - the jurisdiction of the arbitral tribunal, - the law applicable to the merits and - the arbitration procedure.

Fundamental Rights in International and European Law

Fundamental Rights in International and European Law
Author: Christophe Paulussen
Publisher: Springer
Total Pages: 327
Release: 2015-11-04
Genre: Law
ISBN: 9462650888

In this book various perspectives on fundamental rights in the fields of public and private international law are innovatively covered. Published on the occasion of the 50th anniversary of the T.M.C. Asser Instituut in The Hague, the collection reflects the breadth and scope of the Institute’s research activities in the fields of public international law, EU law, private international law and international and European sports law. It does so by shedding more light on topical issues – such as drone warfare, the fight against terrorism, the international trade environment nexus and forced arbitration – that can be related to the theme of fundamental rights, which runs through all these four areas of research. Points of divergence and areas of common ground are uncovered in contributions from both staff members and distinguished external authors, having long-standing academic relations with the Institute. The Editors of this book are all staff members of the T.M.C. Asser Instituut, each of them representing one of the areas of research the Institute covers.

Transnational Commercial Disputes in an Age of Anti-Globalism and Pandemic

Transnational Commercial Disputes in an Age of Anti-Globalism and Pandemic
Author: Sundaresh Menon
Publisher: Bloomsbury Publishing
Total Pages: 389
Release: 2023-01-12
Genre: Law
ISBN: 1509954996

In this book, senior judges and academics at the forefront of transnational commercial law in Asia, Australia, Europe, the US, and elsewhere, reflect on the implications of anti-globalism and the COVID-19 pandemic on international commercial dispute resolution (ICDR). The chapters consider: (1) What types of cross-border commercial disputes will arise in the future and what resources will be needed to respond to them in a cost-effective, time-efficient, and equitable manner? (2) Is there still merit in a multilateral approach to transnational commercial law and ICDR, despite the closing of borders, the rise of protectionism, and the disruption of global supply chains? (3) What reforms and innovations should courts, arbitrators, and mediators contemplate when navigating the post-pandemic landscape? (4) Can the accelerated use of remote technology in ICDR (as prompted by the pandemic) be leveraged to enhance access to justice for all? With a focus on the current crisis in globalism, as well as the associated problems of ensuring justice and fairness in the resolution of cross-border commercial and investment-state disputes along the Belt-and-Road and elsewhere, the book will be an invaluable resource for academics, judges and practitioners alike.

Redfern and Hunter on International Arbitration

Redfern and Hunter on International Arbitration
Author: Nigel Blackaby
Publisher: Oxford University Press
Total Pages: 1049
Release: 2023-01-18
Genre: Law
ISBN: 019888365X

Redfern and Hunter on International Arbitration is an established treatise on the law and practice of international arbitration, the pre-eminent method for the peaceful resolution of disputes in international trade, investment, and commerce. This book serves as an introduction, following the chronology of an arbitration from the drafting of the arbitration agreement right through to the enforcement of the arbitral award. Written by an author team with extensive experience as counsel and abitrators, the book has been read and cited by international lawyers, arbitrators, and judges, and has become a key learning text for teachers, students, and potential arbitrators in colleges and universities across the world. The seventh edition has been significantly revised to incorporate the latest significant developments in the field, includling changes in investor state dispute resolution, leading court decisions on arbitration matters in a wider number of jurisdictions, changes in the 'soft law' of leading international arbitral institutions and of the International Bar Association, and the impact of the COVID-19 pandemic on the practice of international arbitration. This shorter, paperback edition does not include the appendices.

Philosophy and Public Policy

Philosophy and Public Policy
Author: Andrew I. Cohen
Publisher: Rowman & Littlefield
Total Pages: 256
Release: 2018-08-21
Genre: Philosophy
ISBN: 1786605252

This book provides rigorous but accessible scholarship, ideal for students in philosophy and public policy. It includes twelve original essays by world-renowned scholars, each examining a key topic in philosophy and public policy and demonstrating how policy debates can be advanced by employing the tools and concepts of philosophy.

Transnational Due Process and Article V(1)(b) of the New York Convention

Transnational Due Process and Article V(1)(b) of the New York Convention
Author: Dan Xie
Publisher: Kluwer Law International B.V.
Total Pages: 342
Release: 2024-06-18
Genre: Law
ISBN: 9403524472

Widely regarded as the most important ground for refusal under the 1958 United Nations Convention on the Recognition and Enforcement of Foreign Arbitral Awards (New York Convention), Article V(1)(b), commonly referred to as the ‘due process’ clause, is interpreted in diverse ways across jurisdictions. This book not only thoroughly examines the variety of approaches to the clause adopted by different national courts but also presents a particular understanding of the transnational approach to the due process defence grounded in the interpretative framework of the Vienna Convention on the Law of Treaties. Drawing on insights and methods from comparative law that consider not only national legal systems but also international commercial arbitration and other international legal regimes, the author specifically leverages the principle of audiatur et altera pars and subsequent state practice. Among the matters examined are the following: threshold requirements for the due process defence; policy considerations of and relevant limits to the interpretation and application of the due process defence; proper notice of the appointment of the arbitrator or of the arbitration proceedings; opportunity to present a case and equal treatment; and the lex arbitri, lex fori, and uniform transnational approaches to the applicable law for the due process defence. The book includes a detailed comparative analysis of numerous domestic judicial decisions across jurisdictions. A comprehensive bibliography includes references to cases, awards, treaties, UN Documents, legislation, institutional rules, and soft laws. The book shows clearly how an understanding of transnational due process grounded in the interpretative framework mandated by international law can contribute to the uniform interpretation and application of Article V(1)(b), thus contributing to debates on the decentralised interpretation of international law by domestic courts. Resolving a range of practical questions about the precise content of the due process defence, the book’s stable and principled framework for interpreting the due process defence will be greatly appreciated by arbitration professionals. Judges will benefit from its endorsement of international judicial cooperation through the recognition and consideration of foreign court decisions, fostering a more harmonised interpretation of the New York Convention.