Strenghts And Weaknesses In Securities Market Regulation
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| Author | : Jennifer A. Elliott |
| Publisher | : International Monetary Fund |
| Total Pages | : 56 |
| Release | : 2007-11 |
| Genre | : Business & Economics |
| ISBN | : |
This paper examines the strengths and weaknesses of securities regulatory systems worldwide with a view to a better understanding of common problems and areas of global concern. We found that a consistent theme emerges regarding the lack of ability of regulators to effectively enforce compliance with existing rules and regulation. In many countries, a combination of factors, including insufficient legal authority, a lack of resources, political will and skills, has undermined the regulator's capacity to effectively execute regulation. This weakness is more acute in areas of increased technical complexity such as standards for and supervision of the valuation of assets and risk management practices.
| Author | : Ana Carvajal |
| Publisher | : |
| Total Pages | : 49 |
| Release | : 2007 |
| Genre | : |
| ISBN | : |
| Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs |
| Publisher | : |
| Total Pages | : 64 |
| Release | : 2007 |
| Genre | : Business & Economics |
| ISBN | : |
| Author | : Kenneth Lehn |
| Publisher | : Irwin Professional Publishing |
| Total Pages | : 558 |
| Release | : 1992 |
| Genre | : Business & Economics |
| ISBN | : |
New developments in securities markets, particularly in the areas of technology, financial products, and foreign securities markets, are challenging the Securities and Exchange Commission to reconsider its regulatory policies. This book offers detailed prescriptions for effective regulation from experienced regulators and noted scholars in the field. A definitive collection that illustrates how research and expert opinion can help the SEC frame issues and establish objective criteria for evaluating the effectiveness of its policies.
| Author | : Jerry W. Markham |
| Publisher | : Edward Elgar Publishing |
| Total Pages | : 563 |
| Release | : 2014-07-31 |
| Genre | : Business & Economics |
| ISBN | : 1782540075 |
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute
| Author | : Merritt B. Fox |
| Publisher | : |
| Total Pages | : 476 |
| Release | : 2018 |
| Genre | : Securities |
| ISBN | : 9781982966850 |
| Author | : Terry M. Chuppe |
| Publisher | : World Bank Publications |
| Total Pages | : 45 |
| Release | : 1992 |
| Genre | : Capital de riesgo - Corea |
| ISBN | : |
The trend toward the liberalization of financial markets is part of a general recognition that free markets normally work better than government controls. Regulatory systems should be developed in light of the market failures that make them necessary and should provide the least possible opportunity for rent extraction by any single interest group.
| Author | : Patrick S. Collins |
| Publisher | : John Wiley & Sons |
| Total Pages | : 384 |
| Release | : 2011-01-14 |
| Genre | : Business & Economics |
| ISBN | : 1118008561 |
The ultimate guide to the current rules and regulations that govern the securities industry?including amendments in 2010 Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation. Examines the current securities rules Provides an overview of the latest regulations for this industry Includes a description of the various government regulations of securities markets, and securities transactions Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
| Author | : Stephen Jung Choi |
| Publisher | : |
| Total Pages | : 856 |
| Release | : 2008 |
| Genre | : Business & Economics |
| ISBN | : |
This casebook seeks to make both securities markets and securities regulation accessible and manageable, helping students to master the basic principles and structure of securities regulation and enabling them to begin their careers as corporate lawyers with confidence.
| Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs |
| Publisher | : |
| Total Pages | : 356 |
| Release | : 2009 |
| Genre | : Global Financial Crisis, 2008-2009 |
| ISBN | : |
