Sixteenth Annual Institute on Securities Regulation in Europe
Author | : |
Publisher | : |
Total Pages | : 1563 |
Release | : 2017 |
Genre | : Banks and banking |
ISBN | : 9781402428197 |
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Author | : |
Publisher | : |
Total Pages | : 1563 |
Release | : 2017 |
Genre | : Banks and banking |
ISBN | : 9781402428197 |
Author | : Herwig C.H. Hofmann |
Publisher | : Edward Elgar Publishing |
Total Pages | : 635 |
Release | : 2006-01-01 |
Genre | : Political Science |
ISBN | : 1845429966 |
This book is a unique contribution to the understanding of the reality of government and governance in the European Union.
Author | : Frederick D. Lipman |
Publisher | : John Wiley & Sons |
Total Pages | : 288 |
Release | : 2011-12-06 |
Genre | : Business & Economics |
ISBN | : 1118094034 |
Solid guidance for managing whistleblower policies in light of the new Dodd-Frank Act provisions In July 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act that greatly expanded whistleblower bounties in connection with violations of federal securities laws, including the Foreign Corrupt Practices Act. Discussing business protection strategies and best practices in dealing with whistleblowers, Whistleblowers will appeal to board members, executives, corporate compliance personnel, attorneys for whistleblowers and defense attorneys, as well as potential employee whistleblowers. Case studies of GlaxoSmithKline, Pfizer and other high profile whistleblower incidences Examines new Dodd-Frank incentives to whistleblowers Recommends best practices for corporations in light of new whistleblowing incentives Explores other federal and state statutory incentives to whistleblowing Timely and comprehensive, Whistleblowers emphasizes the disincentives to whistleblowing, reviewing the academic studies of whistleblowers with the idea of developing best practices in working with whistleblowers.
Author | : |
Publisher | : Aspen Law & Business Publishers |
Total Pages | : 254 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
Author | : Henrik Ringbom |
Publisher | : BRILL |
Total Pages | : 620 |
Release | : 2008-09-30 |
Genre | : Law |
ISBN | : 9047444965 |
This book offers a comprehensive international law analysis of the European Union’s maritime safety legislation. This is a relatively novel field of activity of the EU, but its development has been very rapid. Since 1993, over 40 acts of EU law have been adopted, dealing with a variety of subjects, such as port State control, classification societies, vessel traffic management, ship construction, environmental protection and pollution sanctions. This legislation is analysed from the point of international law, notably the law of the sea and the international maritime conventions. Regional legislation in a field that is traditionally regulated primarily by means of international conventions is bound to create tensions with the related international conventions and with well-established principles of international law. This study assesses how the EU has acted as a flag State, port State and coastal State and measures the trends in this development against the international legal framework. More detailed legal analyses are offered for specific aspects of EU legislation that are considered to be particularly interesting from an international law point of view. The relationship between EU law and international law within the internal EU legal system is also analysed from the specific perspective of maritime safety law.
Author | : Pierre-Henri Conac |
Publisher | : Cambridge University Press |
Total Pages | : 443 |
Release | : 2013-05-30 |
Genre | : Law |
ISBN | : 1107244803 |
In today's financial markets, investors no longer hold securities physically. Instead, securities such as shares or bonds are mostly held through intermediaries and transferred by way of book-entries on securities accounts. However, there are remarkable conceptual differences between the various jurisdictions with regard to the legal treatment of intermediated securities. It is widely agreed that this patchwork creates considerable legal risks, especially in cross-border situations. Two initiatives are in place to reduce these risks. In 2009, the UNIDROIT Convention on Substantive Rules for Intermediated Securities (the 'Geneva Securities Convention') was adopted, aimed at harmonisation on the international level. The EU Commission is also running a legislative project, to achieve harmonisation at the regional level. This book compares both initiatives and analyses their impact on the securities laws of selected European jurisdictions.
Author | : CFA Institute |
Publisher | : John Wiley & Sons |
Total Pages | : 3508 |
Release | : 2019-08-07 |
Genre | : Business & Economics |
ISBN | : 1119593530 |
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