EU Administrative Governance

EU Administrative Governance
Author: Herwig C.H. Hofmann
Publisher: Edward Elgar Publishing
Total Pages: 635
Release: 2006-01-01
Genre: Political Science
ISBN: 1845429966

This book is a unique contribution to the understanding of the reality of government and governance in the European Union.

Whistleblowers

Whistleblowers
Author: Frederick D. Lipman
Publisher: John Wiley & Sons
Total Pages: 288
Release: 2011-12-06
Genre: Business & Economics
ISBN: 1118094034

Solid guidance for managing whistleblower policies in light of the new Dodd-Frank Act provisions In July 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act that greatly expanded whistleblower bounties in connection with violations of federal securities laws, including the Foreign Corrupt Practices Act. Discussing business protection strategies and best practices in dealing with whistleblowers, Whistleblowers will appeal to board members, executives, corporate compliance personnel, attorneys for whistleblowers and defense attorneys, as well as potential employee whistleblowers. Case studies of GlaxoSmithKline, Pfizer and other high profile whistleblower incidences Examines new Dodd-Frank incentives to whistleblowers Recommends best practices for corporations in light of new whistleblowing incentives Explores other federal and state statutory incentives to whistleblowing Timely and comprehensive, Whistleblowers emphasizes the disincentives to whistleblowing, reviewing the academic studies of whistleblowers with the idea of developing best practices in working with whistleblowers.

The EU Maritime Safety Policy and International Law

The EU Maritime Safety Policy and International Law
Author: Henrik Ringbom
Publisher: BRILL
Total Pages: 620
Release: 2008-09-30
Genre: Law
ISBN: 9047444965

This book offers a comprehensive international law analysis of the European Union’s maritime safety legislation. This is a relatively novel field of activity of the EU, but its development has been very rapid. Since 1993, over 40 acts of EU law have been adopted, dealing with a variety of subjects, such as port State control, classification societies, vessel traffic management, ship construction, environmental protection and pollution sanctions. This legislation is analysed from the point of international law, notably the law of the sea and the international maritime conventions. Regional legislation in a field that is traditionally regulated primarily by means of international conventions is bound to create tensions with the related international conventions and with well-established principles of international law. This study assesses how the EU has acted as a flag State, port State and coastal State and measures the trends in this development against the international legal framework. More detailed legal analyses are offered for specific aspects of EU legislation that are considered to be particularly interesting from an international law point of view. The relationship between EU law and international law within the internal EU legal system is also analysed from the specific perspective of maritime safety law.

Intermediated Securities

Intermediated Securities
Author: Pierre-Henri Conac
Publisher: Cambridge University Press
Total Pages: 443
Release: 2013-05-30
Genre: Law
ISBN: 1107244803

In today's financial markets, investors no longer hold securities physically. Instead, securities such as shares or bonds are mostly held through intermediaries and transferred by way of book-entries on securities accounts. However, there are remarkable conceptual differences between the various jurisdictions with regard to the legal treatment of intermediated securities. It is widely agreed that this patchwork creates considerable legal risks, especially in cross-border situations. Two initiatives are in place to reduce these risks. In 2009, the UNIDROIT Convention on Substantive Rules for Intermediated Securities (the 'Geneva Securities Convention') was adopted, aimed at harmonisation on the international level. The EU Commission is also running a legislative project, to achieve harmonisation at the regional level. This book compares both initiatives and analyses their impact on the securities laws of selected European jurisdictions.

CFA Program Curriculum 2020 Level I Volumes 1-6 Box Set

CFA Program Curriculum 2020 Level I Volumes 1-6 Box Set
Author: CFA Institute
Publisher: John Wiley & Sons
Total Pages: 3508
Release: 2019-08-07
Genre: Business & Economics
ISBN: 1119593530

All CFA® Program exams through November 2021 will reflect the 2020 curriculum. Purchase your copy and begin studying for Level I now! The CFA® Program Curriculum 2020 Level I Box Set provides candidates and other motivated investment professionals with the official curriculum tested on the Level I CFA exam. This box set includes all the content Chartered Financial Analyst® candidates are expected to know for the Level I exam, including concise instruction on the 10 core topics covered in the Candidate Body of Knowledge (CBOK). Utilizing engaging visuals, cases, and examples to illustrate key concepts, this box set helps candidates apply what they learn in real-world investment scenarios. The CFA® Program Curriculum 2020 Level I Box Set offers: A comprehensive Learning Ecosystem designed to take you through the entire curriculum or help you focus on areas where you need additional study time. Practice questions to assist with your recall of key terms, concepts, and formulas. Mock exams to help you become accustomed to the pace and pressure of the real-world exam. Perfect for anyone considering the CFA® designation or currently preparing for a 2021 exam window, the 2020 Level I Box Set is a must-have resource for building basic skills required to become a Chartered Financial Analyst®.