Pass The 66

Pass The 66
Author: Robert Walker
Publisher: First Books
Total Pages: 419
Release: 2010
Genre: Business & Economics
ISBN: 0912301996

A Training Guide for the NASAA Series 66 Exam This remarkable book gives you exactly what you need to pass the Series 66! This must-have resource, 416 pages long, guides you through the intricacies of the Series 66 exam. The book takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. Learn, step-by-step, how not to be misled by the questions.

Pass the 6

Pass the 6
Author: Robert Mark Walker
Publisher: First Books
Total Pages: 363
Release: 2006
Genre: Business & Economics
ISBN: 0912301694

Do the terms collaterized mortgage obligation, subordinated debenture, and pass-through certificate give you a headache? Do you need to take the Series 6 exam? If you can answer yes to both of these questions, then you've come to the right place. Robert Walker, a professional trainer who specializes in the NASD/NASAA Series 6, 63, 65/66, and 7 exams, has written this book for those who are about to brave the Series 6 examination. Armed with an M.F.A. in writing and a B.A. in English, Walker has managed to translate Securities-ese into plain English, with a liberal dash of humor. This must-have book guides you through the intricacies of the Series 6 exam. Walker takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. He shows you, step-by-step, how not to be misled by the questions. Pass the 6 includes two complete 100-question practice finals, a handy glossary, a final checklist/studysheet, and even a bonus section on trusts, estates, and gifts, along with its own set of questions. Plus you'll find that Robert directs you to his web site, where he offers updates, downloads, and other helpful information. Once you've finished this book, you will be able to take the test with confidence!

Series 7 Study Guide

Series 7 Study Guide
Author: Series 7 Exam Prep Review Team
Publisher: Test Prep Books
Total Pages: 200
Release: 2017-11-07
Genre:
ISBN: 9781628454871

Series 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 Licence Exam Developed for test takers trying to achieve a passing score on the Series 7 exam, this comprehensive study guide includes: -Quick Overview -Test-Taking Strategies -Introduction to the Series 7 Exam -Regulatory Requirements -Knowledge of Investor Profile -Opening and Maintaining Customer Accounts -Business Conduct Knowledge & Suitable Recommendations -Orders and Transactions in Customer Accounts -Professional Conduct and Ethical Considerations -Primary Marketplace -Secondary Marketplace -Principal Factors Affecting Securities, Markets, and Prices -Analysis of Securities and Markets -Equity Securities -Debt Securities -Packaged Securities and Managed Investments -Options -Retirement Plans -Custodial, Edcation, and Health Savings -Practice Questions -Detailed Answer Explanations Each section of the test has a comprehensive review that goes into detail to cover all of the content likely to appear on the Series 7 exam. The practice test questions are each followed by detailed answer explanations. If you miss a question, it's important that you are able to understand the nature of your mistake and how to avoid making it again in the future. The answer explanations will help you to learn from your mistakes and overcome them. Understanding the latest test-taking strategies is essential to preparing you for what you will expect on the exam. A test taker has to not only understand the material that is being covered on the test, but also must be familiar with the strategies that are necessary to properly utilize the time provided and get through the test without making any avoidable errors. Anyone planning to take the Series 7 exam should take advantage of the review material, practice test questions, and test-taking strategies contained in this study guide.

SIE Exam Prep 2021 and 2022

SIE Exam Prep 2021 and 2022
Author: Test Prep Books
Publisher: Test Prep Books
Total Pages: 124
Release: 2020-11-24
Genre:
ISBN: 9781628452426

Test Prep Books' SIE Exam Prep 2021 and 2022: SIE Study Guide with Practice Test Questions for the FINRA Securities Industry Essentials Exam [4th Edition Book] Made by Test Prep Books experts for test takers trying to achieve a great score on the Series SIE exam. This comprehensive study guide includes: Quick Overview Find out what's inside this guide! Test-Taking Strategies Learn the best tips to help overcome your exam! Introduction Get a thorough breakdown of what the test is and what's on it! Knowledge of Capital Markets Understanding Products and Their Risks Trading, Customers Accounts, and Prohibited Activities Overview of Regulatory Framework Practice Questions Practice makes perfect! Detailed Answer Explanations Figure out where you went wrong and how to improve! Studying can be hard. We get it. That's why we created this guide with these great features and benefits: Comprehensive Review: Each section of the test has a comprehensive review created by Test Prep Books that goes into detail to cover all of the content likely to appear on the test. Practice Test Questions: We want to give you the best practice you can find. That's why the Test Prep Books practice questions are as close as you can get to the actual Series SIE test. Answer Explanations: Every single problem is followed by an answer explanation. We know it's frustrating to miss a question and not understand why. The answer explanations will help you learn from your mistakes. That way, you can avoid missing it again in the future. Test-Taking Strategies: A test taker has to understand the material that is being covered and be familiar with the latest test taking strategies. These strategies are necessary to properly use the time provided. They also help test takers complete the test without making any errors. Test Prep Books has provided the top test-taking tips. Customer Service: We love taking care of our test takers. We make sure that you interact with a real human being when you email your comments or concerns. Anyone planning to take this exam should take advantage of this Test Prep Books study guide. Purchase it today to receive access to: Series SIE review materials Series SIE practice questions Test-taking strategies

The Money Culture

The Money Culture
Author: Michael Lewis
Publisher: W. W. Norton & Company
Total Pages: 306
Release: 2011-02-14
Genre: Biography & Autobiography
ISBN: 0393066797

The classic warts-and-all portrait of the 1980s financial scene. The 1980s was the most outrageous and turbulent era in the financial market since the crash of '29, not only on Wall Street but around the world. Michael Lewis, as a trainee at Salomon Brothers in New York and as an investment banker and later financial journalist, was uniquely positioned to chronicle the ambition and folly that fueled the decade.

Pass the 7

Pass the 7
Author: Robert Mark Walker
Publisher: First Books
Total Pages: 527
Release: 2007
Genre: Business & Economics
ISBN: 0912301716

FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD).

Study for the Series 66 Exam

Study for the Series 66 Exam
Author: Bob Eder
Publisher: Independently Published
Total Pages: 440
Release: 2018-11-07
Genre:
ISBN: 9781729298442

Study for the Series 66 Exam can help you prepare for the Series 66 exam. Includes two 100-question exams with full explanations and answers. Questions inserted throughout text to help the student remember and master key points. Full glossary of terms.

Wiley FINRA Series 7 Exam Review 2017

Wiley FINRA Series 7 Exam Review 2017
Author: Wiley
Publisher: John Wiley & Sons
Total Pages: 628
Release: 2017-03-08
Genre: Business & Economics
ISBN: 111940004X

The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell: Public offerings and/or private placements of corporate securities (stocks and bonds) rights warrants mutual funds money market funds unit investment trusts REITS asset-backed securities mortgage-backed securities options options on mortgage-backed securities municipal securities government securities repos and certificates of accrual on government securities direct participation programs securities traders venture capital ETFs hedge funds

Series 7 Exam Prep

Series 7 Exam Prep
Author: Tpb Publishing
Publisher: Test Prep Books
Total Pages: 178
Release: 2020-08-05
Genre:
ISBN: 9781628458978

Test Prep Books' Series 7 Exam Prep: FINRA Series 7 Study Guide and Practice Exam Questions [Updated for the New Official Outline] Made by Test Prep Books experts for test takers trying to achieve a great score on the Series 7 exam. This comprehensive study guide includes: Quick Overview Find out what's inside this guide! Test-Taking Strategies Learn the best tips to help overcome your exam! Introduction Get a thorough breakdown of what the test is and what's on it! Seeking Business for Broker Dealers Opening Customer Accounts Providing Customers with Investment Information Processing Customer Purchases and Transactions Practice Questions Practice makes perfect! Detailed Answer Explanations Figure out where you went wrong and how to improve! Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this product. Studying can be hard. We get it. That's why we created this guide with these great features and benefits: Comprehensive Review: Each section of the test has a comprehensive review created by Test Prep Books that goes into detail to cover all of the content likely to appear on the test. Practice Test Questions: We want to give you the best practice you can find. That's why the Test Prep Books practice questions are as close as you can get to the actual Series 7 test. Answer Explanations: Every single problem is followed by an answer explanation. We know it's frustrating to miss a question and not understand why. The answer explanations will help you learn from your mistakes. That way, you can avoid missing it again in the future. Test-Taking Strategies: A test taker has to understand the material that is being covered and be familiar with the latest test taking strategies. These strategies are necessary to properly use the time provided. They also help test takers complete the test without making any errors. Test Prep Books has provided the top test-taking tips. Customer Service: We love taking care of our test takers. We make sure that you interact with a real human being when you email your comments or concerns.

Series 79 Exam Secrets Study Guide: Series 79 Test Review for the Investment Banking Representative Qualification Exam

Series 79 Exam Secrets Study Guide: Series 79 Test Review for the Investment Banking Representative Qualification Exam
Author: 79 Exam Secrets Test Prep Series
Publisher:
Total Pages: 100
Release: 2015-02-25
Genre: Study Aids
ISBN: 9781630948351

Series 79 Exam Secrets helps you ace the Investment Banking Representative Qualification Exam without weeks and months of endless studying. Our comprehensive Series 79 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. Series 79 Exam Secrets includes: The 5 Secret Keys to Series 79 Exam Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; A comprehensive Content review including: Beneficial Owner, Securities & Exchange Commission, Pecuniary Interest, Prohibited Relationship, Trading Restrictions, Research Analysts, Income Statement, Cash Flow Statement, Liquidity, Debt-To-Equity, Payables Turnover, Ebitda, Operating Margin, Return on Investment, Total Expense Ratio, Cost of Capital, Price to Book Value, Dividend Yield, Market Capitalization, Beta, Money Market, Interbank Market, Depression, Microeconomics, Mid Cap, Coincident Indicator, Monetary Policy, Inflation, Deflation, Central Banks, Rights, Common Stock, Employee Stock Options, American Depositary Receipts, Debenture, Eurobond, Zero Coupon Rate Bond, Convexity, Current Yield, Municipal Bond, and much more...