Akta Perindustrian Sekuriti (Depositori Pusat)
| Author | : Malaysia |
| Publisher | : |
| Total Pages | : 104 |
| Release | : 1994 |
| Genre | : Securities industry |
| ISBN | : 9789677002043 |
Securities Industry Law
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Securities Industry Law
| Author | : Robert Baxt |
| Publisher | : Butterworth-Heinemann |
| Total Pages | : 410 |
| Release | : 1996 |
| Genre | : Business & Economics |
| ISBN | : |
Fifth edition of a text on securities regulation, originally published in 1977 as 'An Introduction to the Securities Industry Acts'. Provides an Australian legal analysis of the Corporations Law and the operation of the Australian Stock Exchange Business and Listing Rules, as they impact on Securities Industries. Includes table of cases, table of legislation and index. Robert Baxt is professorial associate at the University of Melbourne and honorary professor of law at Griffith University; H Ford is professor emeritus of commercial law at the University of Melbourne and Black is from Mallesons Stephen Jaques, Sydney.
Understanding the Securities Laws
| Author | : Larry D. Soderquist |
| Publisher | : Practising Law Inst |
| Total Pages | : 400 |
| Release | : 2003 |
| Genre | : Law |
| ISBN | : 1402402759 |
The Sarbanes-Oxley Act of 2002 is a frontal assault on corporate fraud, and the new Fourth Edition of Understanding the Securities Laws gives you a clear, detailed grasp of how the Act and related SEC rules are dramatically changing the way you work as a player in the securities industry. While remaining the definitive step-by-step guide to understanding and implementing procedures mandated by the Securities Act of 1933, Securities Exchange Act of 1934, and seminal case law in the field, the new Fourth Edition clarifies and analyzes the many new governance, reporting, and disclosure requirements you must comply with to avoid the now greater civil and criminal penalties. Public companies can satisfy new disclosure rules, by detailing the makeup of their audit committees and the status of their code of ethics and their internal controls for financial reporting. Securities lawyers can meet tough new standards of professional conduct, including new reporting and recordkeeping obligations. CEOs and CFOs can comply with stiff new certification requirements.
Understanding Securities Law
| Author | : Marc I. Steinberg |
| Publisher | : LexisNexis/Matthew Bender |
| Total Pages | : 554 |
| Release | : 2007 |
| Genre | : Business & Economics |
| ISBN | : |
International Securities Law and Regulation
| Author | : Dennis Campbell |
| Publisher | : Brill Nijhoff |
| Total Pages | : 304 |
| Release | : 2000 |
| Genre | : Business & Economics |
| ISBN | : |
With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.
Research Handbook on Securities Regulation in the United States
| Author | : Jerry W. Markham |
| Publisher | : Edward Elgar Publishing |
| Total Pages | : 563 |
| Release | : 2014-07-31 |
| Genre | : Business & Economics |
| ISBN | : 1782540075 |
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute
Securities Law
| Author | : Larry D. Soderquist |
| Publisher | : West Publishing Company |
| Total Pages | : 216 |
| Release | : 1998 |
| Genre | : Business & Economics |
| ISBN | : |
Professors Larry D. Soderquist and Theresa A. Gabaldoh have authored a concise, well organized text that provides a solid understanding of the basic securities laws. Terms and concepts are detailed to assist the student in understanding securities law and to make it a vibrant subject for study. Highlights include: What is a Security, World of Securities Law, Business Context of Securities Law, What can be done during Securities Act Registration, How Securities are Registered under the Securities Act, Exemptions from the Registration Requirements, Resales by Security Holders, Liability for Violations of the Securities Act, Commission's General Exemptive Authority and Registration and Periodic Reporting Under the Exchange Act, Proxy Regulation, Tender Offers, Rule 10b-5, Short-swing Trading Under Section 16, Exchange Act Regulation of the Securities Business, International Aspects of Securities Law. As part of our hew Foundation Press Concepts and Insights Series, we are proud to offer professors and students this concise and insightful guide. Book jacket.
The Law, Disclosure, and the Securities Market
| Author | : Practising Law Institute |
| Publisher | : |
| Total Pages | : 572 |
| Release | : 1970 |
| Genre | : Corporation law |
| ISBN | : |
