Model Rules of Professional Conduct

Model Rules of Professional Conduct
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
Total Pages: 216
Release: 2007
Genre: Law
ISBN: 9781590318737

The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

SEC Docket

SEC Docket
Author: United States. Securities and Exchange Commission
Publisher:
Total Pages: 1352
Release: 2008
Genre: Securities
ISBN:

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme
Author: H. David Kotz
Publisher: DIANE Publishing
Total Pages: 477
Release: 2010-03
Genre: Biography & Autobiography
ISBN: 1437921868

Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

How to Smell a Rat

How to Smell a Rat
Author: Ken Fisher
Publisher: Wiley + ORM
Total Pages: 198
Release: 2009-07-08
Genre: Business & Economics
ISBN: 0470552727

The money manager and New York Times–bestselling author explainshow to protect yourself from fraud: “Fisher details the red flags that should alert investors.”—Associated Press Whether it’s small-scale or large, a pump-and-dump or a Ponzi scheme, financial fraud is nothing new. Where there’s money, there are scammers—and it’s up to you to understand their playbook and ask the right questions to avoid getting taken. With a decades-long career in the industry, the founder of the multibillion-dollar money management fund Fisher Investments offers a clear guide to detecting the warning signs. Filled with in-depth insights and practical advice, this reliable resource: Prepares you to identify and avoid financial scams that could instantly destroy your wealth Contains both recent and historic examples that highlight how financial frauds are committed Provides questions everyone should ask before entering any investment endeavor “With five straightforward rules that would have saved any investor from Bernie Madoff, investment firm CEO and Forbes columnist Fisher gives readers a secure plan for fraud-proof investing, worthwhile for novices and sophisticated financiers alike…Much more than what to avoid, Fisher’s concise guide should be highly illuminating and confidence-building for anyone with a bank account.” —Publishers Weekly, starred review

Symposium

Symposium
Author:
Publisher:
Total Pages: 294
Release: 2008
Genre: Hedge funds
ISBN:

How They Got Away with it

How They Got Away with it
Author: Susan Will
Publisher: Columbia University Press
Total Pages: 385
Release: 2013
Genre: Business & Economics
ISBN: 0231156901

A criminological investigation into the social, cultural, political & economic conditions that led to the 2008 financial collapse.