The Transformation of Wall Street

The Transformation of Wall Street
Author: Joel Seligman
Publisher: Wolters Kluwer Law & Business
Total Pages: 968
Release: 2003
Genre: Business & Economics
ISBN:

Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .

Crash Course in Accounting and Financial Statement Analysis

Crash Course in Accounting and Financial Statement Analysis
Author: Matan Feldman
Publisher: John Wiley & Sons
Total Pages: 294
Release: 2011-07-20
Genre: Business & Economics
ISBN: 1118160614

Seamlessly bridging academic accounting with real-life applications, Crash Course in Accounting and Financial Statement Analysis, Second Edition is the perfect guide to a complete understanding of accounting and financial statement analysis for those with no prior accounting background and those who seek a refresher.

The SEC and the Public Interest

The SEC and the Public Interest
Author: Susan M. Phillips
Publisher: MIT Press (MA)
Total Pages: 190
Release: 1981-04-01
Genre: Business & Economics
ISBN: 9780262661768

An insightful look at the changing role and reputation of the Securities Exchange Commission since its foundation in 1934.

Going Public: My Adventures Inside the SEC and How to Prevent the Next Devastating Crisis

Going Public: My Adventures Inside the SEC and How to Prevent the Next Devastating Crisis
Author: Norm Champ
Publisher: McGraw Hill Professional
Total Pages: 279
Release: 2017-03-17
Genre: Business & Economics
ISBN: 125986121X

An insider’s look at the SEC and the changes needed to strengthen the U.S. financial system In 2008, Americans were reeling from the devastating financial crisis that caused the Great Recession. There were searing questions about how the crisis was allowed to happen and calls for immediate reform from Capital Hill, the news media, and the general public. Multiple scandals sent real fear through the investing community and brought unprecedented heat on the Securities and Exchange Commission (SEC). There was little doubt that the SEC had to fix rules that permitted bad behavior, shake off decades of complacency and enforce existing laws. Wall Street lawyer Norm Champ spent nearly 20 years dealing with the SEC on behalf of his clients and as an industry representative working to educate the agency about hedge funds. Believing he could help reform the deeply-flawed agency, Champ left his career in the private sector and joined the SEC. As Director of the Division of Investment Management, he became a key player in stabilizing trillions of dollars of investor capital while reenergizing the SEC’s culture and management. In Going Public, Champ presents a rare, insider’s look at how the SEC operates and explains exactly how the agency impacts the overall economic health of the country. He examines the inner workings of hedge funds, economic policy and politics, investing, and inefficient and frustrating federal agencies. Engrossing and important, this book offers critical recommendations for policy changes that will create healthy, free-functioning markets and help Americans better prepare for the inevitable next crisis.

Securities and Exchange Commission V. Cuban

Securities and Exchange Commission V. Cuban
Author: Marc I. Steinberg
Publisher:
Total Pages: 0
Release: 2019
Genre: Insider trading in securities
ISBN: 9781946074249

This experiential book focuses on the Securities and Exchange Commission's (SEC) enforcement action charging Mr. Mark Cuban with illegal insider trading. Mr. Cuban is a well-respected entrepreneur, businessman and investor whose ownership interests include the National Basketball Association s (NBA) Dallas Mavericks. Mr. Cuban also is one of the principal investors on the reality television program Shark Tank. His net worth is valued in the billions of dollars. The author (Marc I. Steinberg) was retained as an expert witness in this case on Mr. Cuban's behalf. Professor Steinberg therefore had the opportunity to experience this litigation from the playing field rather than as a spectator. These insights enhance the book's substance and vitality. In captivating fashion, the book presents key documents, testimony, and insights from the start of the SEC's investigation of Mr. Cuban's trading of Mamma.com stock through the end of trial with the jury exonerating him. This saga lasting five years was at a high cost for the government and Mr. Cuban. In his successful defense, Mr. Cuban reportedly spent $12 million in legal fees in defeating the government's charge that he was a fraudster. For the SEC, after years of vigorous pursuit with less than a formidable case, it incurred a significant defeat. In the end, when Mr. Cuban emerged victorious and the government packed its bags, questions are raised as to strategic decisions made, the high costs of defending one's good name, the limits of government prosecutorial discretion, and the breadth of our insider trading laws. This book focuses on this intriguing litigation, drawing the reader's attention as the story unfolds.

Payout Policy

Payout Policy
Author:
Publisher:
Total Pages: 83
Release: 2007
Genre: Corporations
ISBN: 9781846632563

Dividend policy continues to be among the premier unsolved puzzles in finance. A number of theories have been advanced to explain dividend policy. This e-book briefly reviews the principal theories of payout policy and dividend policy and summarizes the empirical evidence on these theories. Empirical evidence is equivocal and the search for new explanation for dividends continues.

SEC News Digest

SEC News Digest
Author: United States. Securities and Exchange Commission
Publisher:
Total Pages: 644
Release: 1977-07
Genre: Securities
ISBN:

Lists documents available from Public Reference Section, Securities and Exchange Commission.