Securities Activities of Banks

Securities Activities of Banks
Author: Melanie L. Fein
Publisher: Wolters Kluwer
Total Pages: 1668
Release: 2011-12-20
Genre: Law
ISBN: 1454801247

"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.

Securities Activities of Banks

Securities Activities of Banks
Author: Melanie L. Fein
Publisher: Aspen Publishers
Total Pages: 1196
Release: 1998
Genre: Banking law
ISBN:

The second edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. SECURITIES ACTIVITIES OF BANKS, Second Edition provides: In-depth discussions of the securities activities now permissible for banks and bank holding companies Clear explanations of how securities laws affect banks' securities activities A complete review of how banks are regulated - including foreign banks and affiliates Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, joint activities with securities firms, fiduciary activities, and more.

Bank Powers

Bank Powers
Author: United States. General Accounting Office
Publisher:
Total Pages: 152
Release: 1990
Genre: Bank holding companies
ISBN:

GAO Report

GAO Report
Author: United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations
Publisher:
Total Pages: 606
Release: 1990
Genre: Bank holding companies
ISBN: