SEC Legislation, 1963

SEC Legislation, 1963
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
Total Pages: 492
Release: 1963
Genre: Brokers
ISBN:

Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.

SEC Authorizations

SEC Authorizations
Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher:
Total Pages: 184
Release: 1978
Genre: Government publications
ISBN:

SEC Reauthorization

SEC Reauthorization
Author: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Publisher:
Total Pages: 64
Release: 1991
Genre: Business & Economics
ISBN:

Securities Exchange Act Amendments

Securities Exchange Act Amendments
Author: United States. Congress. Senate. Committee on Banking and Currency
Publisher:
Total Pages: 228
Release: 1950
Genre: Over-the-counter markets
ISBN:

Considers legislation to extend Federal financial disclosure and proxy regulations to over the counter traded securities.

District of Columbia Securities Act

District of Columbia Securities Act
Author: United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary
Publisher:
Total Pages: 148
Release: 1964
Genre: Securities
ISBN:

Considers legislation to regulate securities sales in D.C. and to subject variable annuities to both securities and insurance sales regulation.

Securities and Exchange Commission

Securities and Exchange Commission
Author: United States. Congress. Senate. Committee on Appropriations. Subcommittee on Departments of Housing and Urban Development, Space, Science, Veterans, and Certain Other Independent Agencies
Publisher:
Total Pages: 238
Release: 1974
Genre:
ISBN:

Securities Markets Investigation

Securities Markets Investigation
Author: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Publisher:
Total Pages: 0
Release: 1961
Genre: Securities
ISBN:

Considers legislation to authorize SEC to investigate effectiveness of securities industry self-regulation, including operations of stock exchanges and the National Association of Securities Dealers.