Sec Legislation Hearings Before A Subcommittee Of 85 1 On S594 S1168 And S1601 May 20 29 19575002 Fold Outs
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Author | : United States. Congress. Senate. Committee on Banking and Currency |
Publisher | : |
Total Pages | : 492 |
Release | : 1963 |
Genre | : Brokers |
ISBN | : |
Considers legislation to extend disclosure requirements to issues of additional publicly traded securities and to provide for improved qualification and disciplinary procedures for registered brokers and dealers.
Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities |
Publisher | : |
Total Pages | : 184 |
Release | : 1978 |
Genre | : Government publications |
ISBN | : |
Author | : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance |
Publisher | : |
Total Pages | : 64 |
Release | : 1991 |
Genre | : Business & Economics |
ISBN | : |
Author | : United States. Congress. House. Committee on Interstate and Foreign Commerce. Special Subcommittee on Investigations |
Publisher | : |
Total Pages | : 384 |
Release | : 1974 |
Genre | : Securities |
ISBN | : |
Author | : United States. Congress. Senate. Committee on Banking and Currency |
Publisher | : |
Total Pages | : 228 |
Release | : 1950 |
Genre | : Over-the-counter markets |
ISBN | : |
Considers legislation to extend Federal financial disclosure and proxy regulations to over the counter traded securities.
Author | : United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary |
Publisher | : |
Total Pages | : 148 |
Release | : 1964 |
Genre | : Securities |
ISBN | : |
Considers legislation to regulate securities sales in D.C. and to subject variable annuities to both securities and insurance sales regulation.
Author | : United States. Congress. House. Committee on the District of Columbia |
Publisher | : |
Total Pages | : 182 |
Release | : 1964 |
Genre | : Securities |
ISBN | : |
Author | : United States. Congress. Senate. Committee on Banking and Currency |
Publisher | : |
Total Pages | : 300 |
Release | : 1937 |
Genre | : Securities |
ISBN | : |
Author | : United States. Congress. Senate. Committee on Appropriations. Subcommittee on Departments of Housing and Urban Development, Space, Science, Veterans, and Certain Other Independent Agencies |
Publisher | : |
Total Pages | : 238 |
Release | : 1974 |
Genre | : |
ISBN | : |
Author | : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance |
Publisher | : |
Total Pages | : 0 |
Release | : 1961 |
Genre | : Securities |
ISBN | : |
Considers legislation to authorize SEC to investigate effectiveness of securities industry self-regulation, including operations of stock exchanges and the National Association of Securities Dealers.