SEC Compliance and Enforcement Answer Book 2015

SEC Compliance and Enforcement Answer Book 2015
Author: David M. Stuart
Publisher:
Total Pages: 0
Release: 2015-08-07
Genre: Corporation law
ISBN: 9781402424717

SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.

Model Rules of Professional Conduct

Model Rules of Professional Conduct
Author: American Bar Association. House of Delegates
Publisher: American Bar Association
Total Pages: 216
Release: 2007
Genre: Law
ISBN: 9781590318737

The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Application Security Program Handbook

Application Security Program Handbook
Author: Derek Fisher
Publisher: Simon and Schuster
Total Pages: 294
Release: 2023-02-28
Genre: Computers
ISBN: 1638351597

Stop dangerous threats and secure your vulnerabilities without slowing down delivery. This practical book is a one-stop guide to implementing a robust application security program. In the Application Security Program Handbook you will learn: Why application security is so important to modern software Application security tools you can use throughout the development lifecycle Creating threat models Rating discovered risks Gap analysis on security tools Mitigating web application vulnerabilities Creating a DevSecOps pipeline Application security as a service model Reporting structures that highlight the value of application security Creating a software security ecosystem that benefits development Setting up your program for continuous improvement The Application Security Program Handbook teaches you to implement a robust program of security throughout your development process. It goes well beyond the basics, detailing flexible security fundamentals that can adapt and evolve to new and emerging threats. Its service-oriented approach is perfectly suited to the fast pace of modern development. Your team will quickly switch from viewing security as a chore to an essential part of their daily work. Follow the expert advice in this guide and you’ll reliably deliver software that is free from security defects and critical vulnerabilities. About the technology Application security is much more than a protective layer bolted onto your code. Real security requires coordinating practices, people, tools, technology, and processes throughout the life cycle of a software product. This book provides a reproducible, step-by-step road map to building a successful application security program. About the book The Application Security Program Handbook delivers effective guidance on establishing and maturing a comprehensive software security plan. In it, you’ll master techniques for assessing your current application security, determining whether vendor tools are delivering what you need, and modeling risks and threats. As you go, you’ll learn both how to secure a software application end to end and also how to build a rock-solid process to keep it safe. What's inside Application security tools for the whole development life cycle Finding and fixing web application vulnerabilities Creating a DevSecOps pipeline Setting up your security program for continuous improvement About the reader For software developers, architects, team leaders, and project managers. About the author Derek Fisher has been working in application security for over a decade, where he has seen numerous security successes and failures firsthand. Table of Contents PART 1 DEFINING APPLICATION SECURITY 1 Why do we need application security? 2 Defining the problem 3 Components of application security PART 2 DEVELOPING THE APPLICATION SECURITY PROGRAM 4 Releasing secure code 5 Security belongs to everyone 6 Application security as a service PART 3 DELIVER AND MEASURE 7 Building a roadmap 8 Measuring success 9 Continuously improving the program

SEC Handbook

SEC Handbook
Author:
Publisher:
Total Pages: 1864
Release: 2001
Genre: Disclosure of information
ISBN:

The Handbook of Fixed Income Securities

The Handbook of Fixed Income Securities
Author: Frank J. Fabozzi
Publisher: McGraw Hill Professional
Total Pages: 1531
Release: 2005-05-06
Genre: Business & Economics
ISBN: 007150205X

The world’s #1 fixed income book, now with 21 all-new chapters The Handbook of Fixed Income Securities occupies the top spot as the most authoritative, widely read reference in the global fixed income marketplace. First published in 1983, this comprehensive survey of current knowledge features contributions from leading academics and practitioners and has carved out a niche that cannot and will not be equaled by any other single sourcebook. Now, the thoroughly revised and updated seventh edition gives finance professionals the facts and formulas they need to compete in today’s transformed marketplace. It places increased emphasis on applications, electronic trading, and global portfolio management, and features new chapters on topics including: Eurobonds Emerging market debt Credit risk modeling Synthetics CDOs Transition management And many more

Guidelines Manual

Guidelines Manual
Author: United States Sentencing Commission
Publisher:
Total Pages: 24
Release: 1996-11
Genre: Sentences (Criminal procedure)
ISBN:

Defensive Security Handbook

Defensive Security Handbook
Author: Lee Brotherston
Publisher: "O'Reilly Media, Inc."
Total Pages: 278
Release: 2017-04-03
Genre: Computers
ISBN: 1491960337

Despite the increase of high-profile hacks, record-breaking data leaks, and ransomware attacks, many organizations don’t have the budget to establish or outsource an information security (InfoSec) program, forcing them to learn on the job. For companies obliged to improvise, this pragmatic guide provides a security-101 handbook with steps, tools, processes, and ideas to help you drive maximum-security improvement at little or no cost. Each chapter in this book provides step-by-step instructions for dealing with a specific issue, including breaches and disasters, compliance, network infrastructure and password management, vulnerability scanning, and penetration testing, among others. Network engineers, system administrators, and security professionals will learn tools and techniques to help improve security in sensible, manageable chunks. Learn fundamentals of starting or redesigning an InfoSec program Create a base set of policies, standards, and procedures Plan and design incident response, disaster recovery, compliance, and physical security Bolster Microsoft and Unix systems, network infrastructure, and password management Use segmentation practices and designs to compartmentalize your network Explore automated process and tools for vulnerability management Securely develop code to reduce exploitable errors Understand basic penetration testing concepts through purple teaming Delve into IDS, IPS, SOC, logging, and monitoring

SEC Regulation S-X

SEC Regulation S-X
Author: Securities and Securities and Exchange Commission
Publisher: Createspace Independent Publishing Platform
Total Pages: 174
Release: 2018-07-05
Genre:
ISBN: 9781722726492

This PRINT REPLICA is the SEC Regulation S-X and is current to JULY 5, 2018. Regulation S-X is a prescribed regulation in the United States of America that lays out the specific form and content of financial reports, specifically the financial statements of public companies. Also known as the "FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975." Regulation S-X and the Financial Reporting Releases set forth the form and content of and requirements for financial statements required to be filed as a part of a registration statements under the Securities Act of 1933. Regulation S-X extends the meaning of the term 'financial statements' to include all notes to the statements and all related schedules. Regulation S-X is closely related to Regulation S-K, which lays out reporting requirements for various SEC filings and registrations used by public companies. Why buy a book you can download for free? We print this book so you don't have to. First you gotta find a good clean (legible) copy and make sure it's the latest version (not always easy). Some documents found on the web are missing some pages or the image quality is so poor, they are difficult to read. We look over each document carefully and replace poor quality images by going back to the original source document. We proof each document to make sure it's all there - including all changes. If you find a good copy, you could print it using a network printer you share with 100 other people (typically its either out of paper or toner). If it's just a 10-page document, no problem, but if it's 250-pages, you will need to punch 3 holes in all those pages and put it in a 3-ring binder. Takes at least an hour. It's much more cost-effective to just order the latest version from Amazon.com This book includes original commentary which is copyright material. Note that government documents are in the public domain. We print these large documents as a service so you don't have to. The books are compact, tightly-bound, full-size (8 1⁄2 by 11 inches), with large text and glossy covers. 4th Watch Publishing Co. is a SDVOSB. If you like the service we provide, please leave positive review on Amazon.com.