Derivatives Regulation

Derivatives Regulation
Author: Philip McBride Johnson
Publisher: Wolters Kluwer
Total Pages: 663
Release: 2004-01-01
Genre: Business & Economics
ISBN: 0735533369

For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts

The New York Supplement

The New York Supplement
Author:
Publisher:
Total Pages: 1084
Release: 1919
Genre: Law reports, digests, etc
ISBN:

"Cases argued and determined in the Court of Appeals, Supreme and lower courts of record of New York State, with key number annotations." (varies)

Pittsburgh Legal Journal

Pittsburgh Legal Journal
Author:
Publisher:
Total Pages: 506
Release: 1894
Genre: Law
ISBN:

Containing reports from Pennsylvania judicial districts and other leading decisions.