Securities Exchange Act of 1934 Release
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 868 |
Release | : 1962 |
Genre | : Securities |
ISBN | : |
Download Reporting And Dissemination Of Security Based Swap Information Us Securities And Exchange Commission Regulation Sec 2018 Edition full books in PDF, epub, and Kindle. Read online free Reporting And Dissemination Of Security Based Swap Information Us Securities And Exchange Commission Regulation Sec 2018 Edition ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 868 |
Release | : 1962 |
Genre | : Securities |
ISBN | : |
Author | : |
Publisher | : Aspen Law & Business Publishers |
Total Pages | : 254 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
Author | : Office of The Federal Register |
Publisher | : IntraWEB, LLC and Claitor's Law Publishing |
Total Pages | : 1367 |
Release | : 2018-04-01 |
Genre | : Law |
ISBN | : 1640242996 |
Title 17 Commodity and Securities Exchanges Parts 240 to End
Author | : Matthew Nimetz |
Publisher | : |
Total Pages | : 12 |
Release | : 1979 |
Genre | : Government publications |
ISBN | : |
Author | : Department Justice |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 0 |
Release | : 2014-10-09 |
Genre | : |
ISBN | : 9781500783945 |
(a) Design and construction. (1) Each facility or part of a facility constructed by, on behalf of, or for the use of a public entity shall be designed and constructed in such manner that the facility or part of the facility is readily accessible to and usable by individuals with disabilities, if the construction was commenced after January 26, 1992. (2) Exception for structural impracticability. (i) Full compliance with the requirements of this section is not required where a public entity can demonstrate that it is structurally impracticable to meet the requirements. Full compliance will be considered structurally impracticable only in those rare circumstances when the unique characteristics of terrain prevent the incorporation of accessibility features. (ii) If full compliance with this section would be structurally impracticable, compliance with this section is required to the extent that it is not structurally impracticable. In that case, any portion of the facility that can be made accessible shall be made accessible to the extent that it is not structurally impracticable. (iii) If providing accessibility in conformance with this section to individuals with certain disabilities (e.g., those who use wheelchairs) would be structurally impracticable, accessibility shall nonetheless be ensured to persons with other types of disabilities, (e.g., those who use crutches or who have sight, hearing, or mental impairments) in accordance with this section.
Author | : New York Stock Exchange |
Publisher | : |
Total Pages | : |
Release | : 2017-06 |
Genre | : |
ISBN | : 9780996498227 |
Entrepreneur's guide for starting and growing a business to a public listing
Author | : James D. Cox |
Publisher | : Aspen Publishing |
Total Pages | : 1814 |
Release | : 2024-09-15 |
Genre | : Law |
ISBN | : |
Amendments to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance, and incidents by public companies that are subject to the reporting requirements of the Securities Exchange Act of 1934. Amendments to enhance investor protections in initial public offerings by Special Purpose Acquisition Companies (SPACs). Amendments to modernize and improve disclosure about repurchases of an issuer’s equity securities that are registered under the Exchange Act (Repurchase Rule). Amendments to update Regulation 13D-G to require market participants to provide more timely information on their positions to meet the needs of investors in today’s financial markets. Amendments to the rule under the Investment Company Act of 1940 that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company's investments and risks. Latest updates to statutes, rules, regulations, and forms.
Author | : U.s. Government Accountability Office |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 26 |
Release | : 2017-07-27 |
Genre | : |
ISBN | : 9781973961246 |
" SEC is responsible for enforcing securities laws, issuing rules and regulations that protect investors, and helping to ensure that securities markets are fair and honest. In carrying out its mission, the commission relies extensively on computerized systems that collect and process financial and sensitive information. Accordingly, it is essential that SEC have effective information security controls in place to protect this information from misuse, fraudulent use, improper disclosure, manipulation, or destruction. As part of its audit of SEC's fiscal years 2013 and 2012 financial statements, GAO assessed the commission's information security controls. The objective was to determine the effectiveness of information security controls for protecting the confidentiality, integrity, and availability of SEC's key financial systems and information. To do this, GAO assessed security controls in key areas by reviewing SEC documents, testing selected systems, and interviewing relevant officials. "