Judicial Decisions

Judicial Decisions
Author: United States. Securities and Exchange Commission
Publisher:
Total Pages: 1196
Release: 1941
Genre: Holding companies
ISBN:

Decisions and Reports

Decisions and Reports
Author: United States. Securities and Exchange Commission
Publisher:
Total Pages: 1290
Release: 1944
Genre: Securities
ISBN:

Guide to Broker-dealer Compliance

Guide to Broker-dealer Compliance
Author: United States. Securities and Exchange Commission. Broker-Dealer Model Compliance Program Advisory Committee
Publisher:
Total Pages: 318
Release: 1974
Genre: Securities
ISBN:

Derivatives Regulation

Derivatives Regulation
Author: Philip McBride Johnson
Publisher: Wolters Kluwer
Total Pages: 663
Release: 2004-01-01
Genre: Business & Economics
ISBN: 0735533369

For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts

Agriculture Decisions

Agriculture Decisions
Author: United States. Department of Agriculture
Publisher:
Total Pages: 1212
Release: 1971
Genre: Agricultural laws and legislation
ISBN:

Up to 1988, the December issue contains a cumulative list of decisions reported for the year, by act, docket numbers arranged in consecutive order, and cumulative subject-index, by act.