One Year Post Employment Restrictions For Senior Examiners Us Office Of Thrift Supervision Regulation Ots 2018 Edition
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Author | : The Law The Law Library |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 36 |
Release | : 2018-11-26 |
Genre | : |
ISBN | : 9781729858615 |
One-Year Post-Employment Restrictions for Senior Examiners (US Office of Thrift Supervision Regulation) (OTS) (2018 Edition) The Law Library presents the complete text of the One-Year Post-Employment Restrictions for Senior Examiners (US Office of Thrift Supervision Regulation) (OTS) (2018 Edition). Updated as of May 29, 2018 The OCC, Board, FDIC and OTS (the Agencies) have jointly adopted final rules to implement section 6303(b) of the Intelligence Reform and Terrorism Prevention Act of 2004 (Intelligence Reform Act), which imposes post-employment restrictions on senior examiners of depository institutions and depository institution holding companies. Under section 6303(b), and the Agencies' final implementing rules, a senior examiner employed by an Agency or a Federal Reserve Bank (Reserve Bank) may not knowingly accept compensation as an employee, officer, director, or consultant from certain depository institutions or depository institution holding companies he or she examined, or from certain related entities, for one year after the examiner leaves the employment or service of the Agency or Reserve Bank. If an examiner violates the one-year restriction, the statute requires the appropriate Federal banking agency to seek an order of removal and prohibition, a civil money penalty of up to $250,000, or both. Section 10(k) will become effective on December 17, 2005. This book contains: - The complete text of the One-Year Post-Employment Restrictions for Senior Examiners (US Office of Thrift Supervision Regulation) (OTS) (2018 Edition) - A table of contents with the page number of each section
Author | : The Law The Law Library |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 36 |
Release | : 2018-11-26 |
Genre | : |
ISBN | : 9781729858554 |
One-Year Post-Employment Restrictions for Senior Examiners (US Comptroller of the Currency Regulation) (OCC) (2018 Edition) The Law Library presents the complete text of the One-Year Post-Employment Restrictions for Senior Examiners (US Comptroller of the Currency Regulation) (OCC) (2018 Edition). Updated as of May 29, 2018 The OCC, Board, FDIC and OTS (the Agencies) have jointly adopted final rules to implement section 6303(b) of the Intelligence Reform and Terrorism Prevention Act of 2004 (Intelligence Reform Act), which imposes post-employment restrictions on senior examiners of depository institutions and depository institution holding companies. Under section 6303(b), and the Agencies' final implementing rules, a senior examiner employed by an Agency or a Federal Reserve Bank (Reserve Bank) may not knowingly accept compensation as an employee, officer, director, or consultant from certain depository institutions or depository institution holding companies he or she examined, or from certain related entities, for one year after the examiner leaves the employment or service of the Agency or Reserve Bank. If an examiner violates the one-year restriction, the statute requires the appropriate Federal banking agency to seek an order of removal and prohibition, a civil money penalty of up to $250,000, or both. Section 10(k) will become effective on December 17, 2005. This book contains: - The complete text of the One-Year Post-Employment Restrictions for Senior Examiners (US Comptroller of the Currency Regulation) (OCC) (2018 Edition) - A table of contents with the page number of each section
Author | : United States. Internal Revenue Service |
Publisher | : |
Total Pages | : 2 |
Release | : 1990 |
Genre | : |
ISBN | : |
Author | : United States. Congress. House. Committee on the Judiciary. Subcommittee on Administrative Law and Governmental Relations |
Publisher | : |
Total Pages | : 140 |
Release | : 1979 |
Genre | : Conflict of interests |
ISBN | : |
Author | : Board of Governors of the Federal Reserve System |
Publisher | : |
Total Pages | : 0 |
Release | : 2002 |
Genre | : Banks and Banking |
ISBN | : 9780894991967 |
Provides an in-depth overview of the Federal Reserve System, including information about monetary policy and the economy, the Federal Reserve in the international sphere, supervision and regulation, consumer and community affairs and services offered by Reserve Banks. Contains several appendixes, including a brief explanation of Federal Reserve regulations, a glossary of terms, and a list of additional publications.
Author | : Office of Office of the Comptroller of the Currency |
Publisher | : |
Total Pages | : 105 |
Release | : 2019-07-27 |
Genre | : |
ISBN | : 9781083159205 |
The Office of the Comptroller of the Currency (OCC) charters, regulates, and supervises all national banks and federal savings associations (collectively, banks), as well as federal branches and agencies of foreign banks. In regulating banks, the OCC has the power to:* examine the banks.* approve or deny applications for new charters, branches, capital, or otherchanges in corporate or banking structure.* take supervisory actions against banks that do not comply with lawsand regulations or that otherwise engage in unsafe or unsound practices.The OCC also can remove officers and directors, negotiate agreementsto change banking practices, and issue cease-and-desist (C&D) orders aswell as civil money penalties (CMP).* issue rules and regulations, legal interpretations, and corporate decisionsgoverning investments, lending, and other activities.Boards of directors play critical roles in the successful operation of banks. The OCC recognizes the challenges facing bank directors. The Director's Book: Role of Directors for National Banks and Federal Savings Associations helps directors fulfill their responsibilities in a prudent manner. This book provides an overview of the OCC, outlines directors' responsibilities as well as management's role, explains basic concepts and standards for safe and sound operation of banks, and delineates laws and regulations that apply to banks. To better understand a particular bank activity and its associated risks, directors should refer to the Comptroller's Handbook booklets, including the "Corporate and Risk Governance" booklet. For information generally found in board reports, including "red flags"--ratios or trends that may signal existing or potential problems--directors should refer to Detecting Red Flags in Board Reports: A Guide for Directors..
Author | : |
Publisher | : |
Total Pages | : 44 |
Release | : 1988 |
Genre | : Bank examination |
ISBN | : |
Author | : |
Publisher | : |
Total Pages | : 164 |
Release | : 1998 |
Genre | : Civil service positions |
ISBN | : |
Author | : United States. Congress |
Publisher | : |
Total Pages | : 1462 |
Release | : 1972 |
Genre | : Law |
ISBN | : |
The Congressional Record is the official record of the proceedings and debates of the United States Congress. It is published daily when Congress is in session. The Congressional Record began publication in 1873. Debates for sessions prior to 1873 are recorded in The Debates and Proceedings in the Congress of the United States (1789-1824), the Register of Debates in Congress (1824-1837), and the Congressional Globe (1833-1873)
Author | : United States |
Publisher | : |
Total Pages | : 136 |
Release | : 1994 |
Genre | : Community development |
ISBN | : |