Legal Aspects Of Banking Regulation
Download Legal Aspects Of Banking Regulation full books in PDF, epub, and Kindle. Read online free Legal Aspects Of Banking Regulation ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Author | : Kenneth Kaoma Mwenda |
Publisher | : PULP |
Total Pages | : 354 |
Release | : 2010 |
Genre | : Banking law |
ISBN | : 0981442072 |
Legal aspects of banking regulation: Common law perspectives from Zambiaby Kenneth K Mwenda2010ISBN: 978-0-9814420-7-5Pages: 330Print version: AvailableElectronic version: Free PDF available.
Author | : Kern Alexander |
Publisher | : Cambridge University Press |
Total Pages | : 497 |
Release | : 2019-06-06 |
Genre | : Business & Economics |
ISBN | : 110842726X |
Analyses banking regulation and recent international developments, including Basel IV, bank resolution and Brexit, and their impact on bank governance.
Author | : Milton R. Schroeder |
Publisher | : |
Total Pages | : 0 |
Release | : 2024-05 |
Genre | : Banking law |
ISBN | : 9780769878799 |
Author | : |
Publisher | : Cambria Press |
Total Pages | : 330 |
Release | : |
Genre | : |
ISBN | : 1621968855 |
Author | : Wouter Bossu |
Publisher | : International Monetary Fund |
Total Pages | : 44 |
Release | : 2015-09-10 |
Genre | : Law |
ISBN | : 1513580329 |
Well-designed banking laws are critical for regulating the market access and operations of banks, as well as their removal from the market in case of failure. While at a financial policy level there is a broad consensus as to the content of banking laws, from a legal perspective their drafting often leaves something to be desired. In spite of what is often argued, the types of weaknesses of banking laws are hardly country-specific; many weaknesses are shared by many banking laws. This working paper discusses those weaknesses and ways to remedy them, by focusing on a selected set of legal policy principles.
Author | : Alexander Dill |
Publisher | : Taylor & Francis |
Total Pages | : 345 |
Release | : 2019-10-01 |
Genre | : Law |
ISBN | : 1000702731 |
Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards published by the Basel Committee on Banking Supervision and frequent comparisons with UK and EU versions of US regulation offer a broad perspective on global bank regulation and expectations for internal governance. The book establishes a conceptual framework that helps readers to understand bank regulators’ expectations for the risk management and compliance functions. Informed by the author’s experience at a major credit rating agency in helping to design and implement a ratings compliance system, it explains how the banking business model, through credit extension and credit intermediation, creates the principal risks that regulation is designed to mitigate: credit, interest rate, market, and operational risk, and, more broadly, systemic risk. The book covers, in a single volume, the four areas of bank regulation and supervision and the associated regulatory expectations and firms’ governance systems. Readers desiring to study the subject in a unified manner have needed to separately consult specialized treatments of their areas of interest, resulting in a fragmented grasp of the subject matter. Banking regulation has a cohesive unity due in large part to national authorities’ agreement to follow global standards and to the homogenizing effects of the integrated global financial markets. The book is designed for legal, risk, and compliance banking professionals; students in law, business, and other finance-related graduate programs; and finance professionals generally who want a reference book on bank regulation, risk management, and compliance. It can serve both as a primer for entry-level finance professionals and as a reference guide for seasoned risk and compliance officials, senior management, and regulators and other policymakers. Although the book’s focus is bank regulation, its coverage of corporate governance, risk management, compliance, and management of conflicts of interest in financial institutions has broad application in other financial services sectors. Chapter 6 of this book is freely available as a downloadable Open Access PDF at http://www.taylorfrancis.com under a Creative Commons Attribution-Non Commercial-No Derivatives (CC-BY-NC-ND) 4.0 license.
Author | : Iris H-Y Chiu |
Publisher | : Edward Elgar Publishing |
Total Pages | : 381 |
Release | : 2015-02-27 |
Genre | : Law |
ISBN | : 1782548866 |
Corporate governance in financial institutions has come under the spotlight since the banking crisis in the UK in 2008-9. In many respects, the banking business raises unique problems for corporate governance that are not found in other corporate secto
Author | : Carl Felsenfeld |
Publisher | : Juris Publishing, Inc. |
Total Pages | : 482 |
Release | : 2011-02-01 |
Genre | : Banking law |
ISBN | : 1578232635 |
This handy reference work is ideal for either the experienced practitioner or the neophyte, representing an institution or client whose interests involve United States banking regulation. Banking Regulation in the United States analyzes and discusses the pattern of banking regulation, including the Dodd-Frank Act, the systems structure, the sources of governing law and the nature and reasons for the changes that gives this field its peculiar volatility.
Author | : Wouter Bossu |
Publisher | : INTERNATIONAL MONETARY FUND |
Total Pages | : 51 |
Release | : 2020-11-20 |
Genre | : Business & Economics |
ISBN | : 9781513561622 |
This paper analyzes the legal foundations of central bank digital currency (CBDC) under central bank and monetary law. Absent strong legal foundations, the issuance of CBDC poses legal, financial and reputational risks for central banks. While the appropriate design of the legal framework will up to a degree depend on the design features of the CBDC, some general conclusions can be made. First, most central bank laws do not currently authorize the issuance of CBDC to the general public. Second, from a monetary law perspective, it is not evident that “currency” status can be attributed to CBDC. While the central bank law issue can be solved through rather straithforward law reform, the monetary law issue poses fundmental legal policy challenges.
Author | : Nancy L. Rose |
Publisher | : University of Chicago Press |
Total Pages | : 619 |
Release | : 2014-08-29 |
Genre | : Business & Economics |
ISBN | : 022613816X |
The past thirty years have witnessed a transformation of government economic intervention in broad segments of industry throughout the world. Many industries historically subject to economic price and entry controls have been largely deregulated, including natural gas, trucking, airlines, and commercial banking. However, recent concerns about market power in restructured electricity markets, airline industry instability amid chronic financial stress, and the challenges created by the repeal of the Glass-Steagall Act, which allowed commercial banks to participate in investment banking, have led to calls for renewed market intervention. Economic Regulation and Its Reform collects research by a group of distinguished scholars who explore these and other issues surrounding government economic intervention. Determining the consequences of such intervention requires a careful assessment of the costs and benefits of imperfect regulation. Moreover, government interventions may take a variety of forms, from relatively nonintrusive performance-based regulations to more aggressive antitrust and competition policies and barriers to entry. This volume introduces the key issues surrounding economic regulation, provides an assessment of the economic effects of regulatory reforms over the past three decades, and examines how these insights bear on some of today’s most significant concerns in regulatory policy.