International Survey of Investment Adviser Regulation

International Survey of Investment Adviser Regulation
Author: Roberta R. W. Kameda
Publisher: Springer
Total Pages: 400
Release: 1994
Genre: Business & Economics
ISBN:

edited by Marcia L. MacHarg Partner, Debevoise & Plimpton, Washington, DC, USA Roberta R.W. Kameda Associate, Debevoise & Plimpton, Washington, DC, USA

International Survey of Investment Adviser Regulation

International Survey of Investment Adviser Regulation
Author: Marcia L. MacHarg
Publisher:
Total Pages: 0
Release: 2012
Genre: Anlageberatung
ISBN: 9789041136022

The investment management industry has seen explosive growth worldwide. As securities markets around the globe continue their development, many investment advisers seek access to an international client base and crossborder investments. These trends, plus the significant impact of the Internet as a business medium, make the regulation of investment advisers increasingly complex and important. Recently, many countries have either implemented or substantially revised their investment adviser regulations, posing new challenges for advisers with an international business focus. In this environment, knowledge of regulatory schemes around the world is essential.

International Survey of Investment Adviser Regulation

International Survey of Investment Adviser Regulation
Author: Marcia MacHarg
Publisher: Springer
Total Pages: 592
Release: 1999-02-10
Genre: Law
ISBN: 9789041196880

The investment management industry has seen explosive growth worldwide. As securities markets around the globe continue their development, many investment advisers seek access to an international client base and crossborder investments. These trends, plus the significant impact of the Internet as a business medium, make the regulation of investment advisers increasingly complex and important. Recently, many countries have either implemented or substantially revised their investment adviser regulations, posing new challenges for advisers with an international business focus. In this environment, knowledge of regulatory schemes around the world is essential. Now in its second edition, International Survey of Investment Adviser Regulation is an unparalleled current guide to the regulatory systems in 29 jurisdictions. Each chapter represents the contribution of preeminent practitioners. A clear, uniform presentation permits easy comparisons among the different regulatory systems. International Survey of Investment Adviser Regulation allows investment advisers, regulators, lawyers and others in the investment management industry to evaluate the time, cost and legal considerations that will bear on strategic decisions to provide investment advisory services in specific countries. It also provides a guide for those engaged in the study of comparative regulatory systems as well as for policymakers who seek to improve and harmonize the regulation of investment advisers worldwide.

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
Author: Angela A. Hung
Publisher: Rand Corporation
Total Pages: 151
Release: 2008-03-12
Genre: Law
ISBN: 0833045016

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.

Coordinated Portfolio Investment Survey Guide (second edition)

Coordinated Portfolio Investment Survey Guide (second edition)
Author: International Monetary Fund
Publisher: International Monetary Fund
Total Pages: 167
Release: 2002-05-10
Genre: Business & Economics
ISBN: 1589060938

This paper reviews the coordinated portfolio investment survey (CPIS) guide. The objectives of CPIS are to collect comprehensive information, with geographical detail on the country of residence of the issuer, on the stock of cross-border equities, long-term bonds and notes, and short-term debt instruments for use in the compilation or improvement of international investment position statistics on portfolio investment capital. This paper discusses the scope and modalities of the CPIS. It also presents key findings of the 1997 CPIS and 2001 CPIS.

Doing Business 2020

Doing Business 2020
Author: World Bank
Publisher: World Bank Publications
Total Pages: 254
Release: 2019-11-21
Genre: Business & Economics
ISBN: 1464814414

Seventeen in a series of annual reports comparing business regulation in 190 economies, Doing Business 2020 measures aspects of regulation affecting 10 areas of everyday business activity.

Protecting Investors

Protecting Investors
Author: United States. Securities and Exchange Commission. Division of Investment Management
Publisher: Securities and Exchange Commission
Total Pages: 580
Release: 1992
Genre: Business & Economics
ISBN:

Global Business Regulation

Global Business Regulation
Author: John Braithwaite
Publisher: Cambridge University Press
Total Pages: 194
Release: 2000-02-13
Genre: Business & Economics
ISBN: 9780521780339

How has the regulation of business shifted from national to global institutions? What are the mechanisms of globalization? Who are the key actors? What of democratic sovereignty? In which cases has globalization been successfully resisted? These questions are confronted across an amazing sweep of the critical areas of business regulation--from contract, intellectual property and corporations law, to trade, telecommunications, labor standards, drugs, food, transport and environment. This book examines the role played by global institutions such as the World Trade Organization, World Health Organization, the OECD, IMF, Moodys and the World Bank, as well as various NGOs and significant individuals. Incorporating both history and analysis, Global Business Regulation will become the standard reference for readers in business, law, politics, and international relations.

Electronic Theft

Electronic Theft
Author: Peter Grabosky
Publisher: Cambridge University Press
Total Pages: 254
Release: 2001-04-02
Genre: Computers
ISBN: 9780521805971

When this book was first published in 2001, the convergence of communications and computing had begun to transform Western industrial societies. Increasing connectivity was accompanied by unprecedented opportunities for crimes of acquisition. The fundamental principle of criminology is that crime follows opportunity, and opportunities for theft abound in the digital age. Electronic Theft named, described and analysed the range of electronic and digital theft, and constituted the first major survey of the field. The authors covered a broad list of electronic misdemeanours, including extortion, defrauding governments, telephone fraud, securities fraud, deceptive advertising and other business practices, industrial espionage, intellectual property crimes, and the misappropriation and unauthorised use of personal information. They were able to capture impressively large amounts of data internationally from both scholarly and professional sources. The book posed and attempted to answer some of the pressing questions to do with national sovereignty and enforceability of laws in 2001.