International Survey Of Investment Adviser Regulation
Download International Survey Of Investment Adviser Regulation full books in PDF, epub, and Kindle. Read online free International Survey Of Investment Adviser Regulation ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Author | : Roberta R. W. Kameda |
Publisher | : Springer |
Total Pages | : 400 |
Release | : 1994 |
Genre | : Business & Economics |
ISBN | : |
edited by Marcia L. MacHarg Partner, Debevoise & Plimpton, Washington, DC, USA Roberta R.W. Kameda Associate, Debevoise & Plimpton, Washington, DC, USA
Author | : Marcia L. MacHarg |
Publisher | : |
Total Pages | : 0 |
Release | : 2012 |
Genre | : Anlageberatung |
ISBN | : 9789041136022 |
The investment management industry has seen explosive growth worldwide. As securities markets around the globe continue their development, many investment advisers seek access to an international client base and crossborder investments. These trends, plus the significant impact of the Internet as a business medium, make the regulation of investment advisers increasingly complex and important. Recently, many countries have either implemented or substantially revised their investment adviser regulations, posing new challenges for advisers with an international business focus. In this environment, knowledge of regulatory schemes around the world is essential.
Author | : Marcia MacHarg |
Publisher | : Springer |
Total Pages | : 592 |
Release | : 1999-02-10 |
Genre | : Law |
ISBN | : 9789041196880 |
The investment management industry has seen explosive growth worldwide. As securities markets around the globe continue their development, many investment advisers seek access to an international client base and crossborder investments. These trends, plus the significant impact of the Internet as a business medium, make the regulation of investment advisers increasingly complex and important. Recently, many countries have either implemented or substantially revised their investment adviser regulations, posing new challenges for advisers with an international business focus. In this environment, knowledge of regulatory schemes around the world is essential. Now in its second edition, International Survey of Investment Adviser Regulation is an unparalleled current guide to the regulatory systems in 29 jurisdictions. Each chapter represents the contribution of preeminent practitioners. A clear, uniform presentation permits easy comparisons among the different regulatory systems. International Survey of Investment Adviser Regulation allows investment advisers, regulators, lawyers and others in the investment management industry to evaluate the time, cost and legal considerations that will bear on strategic decisions to provide investment advisory services in specific countries. It also provides a guide for those engaged in the study of comparative regulatory systems as well as for policymakers who seek to improve and harmonize the regulation of investment advisers worldwide.
Author | : Angela A. Hung |
Publisher | : Rand Corporation |
Total Pages | : 151 |
Release | : 2008-03-12 |
Genre | : Law |
ISBN | : 0833045016 |
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
Author | : Marcia L. MacHarg |
Publisher | : |
Total Pages | : |
Release | : 1990 |
Genre | : Investment advisors |
ISBN | : |
Author | : International Monetary Fund |
Publisher | : International Monetary Fund |
Total Pages | : 167 |
Release | : 2002-05-10 |
Genre | : Business & Economics |
ISBN | : 1589060938 |
This paper reviews the coordinated portfolio investment survey (CPIS) guide. The objectives of CPIS are to collect comprehensive information, with geographical detail on the country of residence of the issuer, on the stock of cross-border equities, long-term bonds and notes, and short-term debt instruments for use in the compilation or improvement of international investment position statistics on portfolio investment capital. This paper discusses the scope and modalities of the CPIS. It also presents key findings of the 1997 CPIS and 2001 CPIS.
Author | : World Bank |
Publisher | : World Bank Publications |
Total Pages | : 254 |
Release | : 2019-11-21 |
Genre | : Business & Economics |
ISBN | : 1464814414 |
Seventeen in a series of annual reports comparing business regulation in 190 economies, Doing Business 2020 measures aspects of regulation affecting 10 areas of everyday business activity.
Author | : United States. Securities and Exchange Commission. Division of Investment Management |
Publisher | : Securities and Exchange Commission |
Total Pages | : 580 |
Release | : 1992 |
Genre | : Business & Economics |
ISBN | : |
Author | : John Braithwaite |
Publisher | : Cambridge University Press |
Total Pages | : 194 |
Release | : 2000-02-13 |
Genre | : Business & Economics |
ISBN | : 9780521780339 |
How has the regulation of business shifted from national to global institutions? What are the mechanisms of globalization? Who are the key actors? What of democratic sovereignty? In which cases has globalization been successfully resisted? These questions are confronted across an amazing sweep of the critical areas of business regulation--from contract, intellectual property and corporations law, to trade, telecommunications, labor standards, drugs, food, transport and environment. This book examines the role played by global institutions such as the World Trade Organization, World Health Organization, the OECD, IMF, Moodys and the World Bank, as well as various NGOs and significant individuals. Incorporating both history and analysis, Global Business Regulation will become the standard reference for readers in business, law, politics, and international relations.
Author | : Peter Grabosky |
Publisher | : Cambridge University Press |
Total Pages | : 254 |
Release | : 2001-04-02 |
Genre | : Computers |
ISBN | : 9780521805971 |
When this book was first published in 2001, the convergence of communications and computing had begun to transform Western industrial societies. Increasing connectivity was accompanied by unprecedented opportunities for crimes of acquisition. The fundamental principle of criminology is that crime follows opportunity, and opportunities for theft abound in the digital age. Electronic Theft named, described and analysed the range of electronic and digital theft, and constituted the first major survey of the field. The authors covered a broad list of electronic misdemeanours, including extortion, defrauding governments, telephone fraud, securities fraud, deceptive advertising and other business practices, industrial espionage, intellectual property crimes, and the misappropriation and unauthorised use of personal information. They were able to capture impressively large amounts of data internationally from both scholarly and professional sources. The book posed and attempted to answer some of the pressing questions to do with national sovereignty and enforceability of laws in 2001.