Securities Regulation in Canada
Author | : Mark R. Gillen |
Publisher | : |
Total Pages | : 1101 |
Release | : 2019 |
Genre | : Securities |
ISBN | : 9780779891450 |
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Author | : Mark R. Gillen |
Publisher | : |
Total Pages | : 1101 |
Release | : 2019 |
Genre | : Securities |
ISBN | : 9780779891450 |
Author | : James D. Cox |
Publisher | : |
Total Pages | : 194 |
Release | : 2006 |
Genre | : Business & Economics |
ISBN | : |
Covers the Offering Rules, the sweeping reforms for the public offering of securities adopted by the SEC in June 2005. This work includes the Dura Pharmaceuticals decision, with note material examining the full implications; examines the developments regarding forward looking statements and the significant Supreme Court decision; and more.
Author | : Edward J. Balleisen |
Publisher | : Cambridge University Press |
Total Pages | : 579 |
Release | : 2010 |
Genre | : Business & Economics |
ISBN | : 0521118484 |
After two generations of emphasis on governmental inefficiency and the need for deregulation, we now see growing interest in the possibility of constructive governance, alongside public calls for new, smarter regulation. Yet there is a real danger that regulatory reforms will be rooted in outdated ideas. As the financial crisis has shown, neither traditional market failure models nor public choice theory, by themselves, sufficiently inform or explain our current regulatory challenges. Regulatory studies, long neglected in an atmosphere focused on deregulatory work, is in critical need of new models and theories that can guide effective policy-making. This interdisciplinary volume points the way toward the modernization of regulatory theory. Its essays by leading scholars move past predominant approaches, integrating the latest research about the interplay between human behavior, societal needs, and regulatory institutions. The book concludes by setting out a potential research agenda for the social sciences.
Author | : Douglas L. Hammer |
Publisher | : American Bar Association |
Total Pages | : 398 |
Release | : 2005 |
Genre | : Business & Economics |
ISBN | : 9781590312971 |
This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.
Author | : David L. Johnston |
Publisher | : |
Total Pages | : |
Release | : 2014 |
Genre | : Corporations |
ISBN | : 9780433461227 |
Author | : Hans Tjio |
Publisher | : |
Total Pages | : 703 |
Release | : 2017 |
Genre | : Securities |
ISBN | : 9789814770446 |
Author | : OECD |
Publisher | : OECD Publishing |
Total Pages | : 155 |
Release | : 2011-10-25 |
Genre | : |
ISBN | : 9264116575 |
This report encourages governments to “think big” about the relevance of regulatory policy and assesses the recent efforts of OECD countries to develop and deepen regulatory policy and governance.
Author | : Mads Andenas |
Publisher | : Routledge |
Total Pages | : 492 |
Release | : 2013-11-20 |
Genre | : Law |
ISBN | : 1135043361 |
Financial regulation has entered into a new era, as many foundational economic theories and policies supporting the existing infrastructure have been and are being questioned following the financial crisis. Goodhart et al’s seminal monograph "Financial Regulation: Why, How and Where Now?" (Routledge:1998) took stock of the extent of financial innovation and the maturity of the financial services industry at that time, and mapped out a new regulatory roadmap. This book offers a timely exploration of the "Why, How and Where Now" of financial regulation in the aftermath of the crisis in order to map out the future trajectory of financial regulation in an age where financial stability is being emphasised as a key regulatory objective. The book is split into four sections: the objectives and regulatory landscape of financial regulation; the regulatory regime for investor protection; the regulatory regime for financial institutional safety and soundness; and macro-prudential regulation. The discussion ranges from theoretical and policy perspectives to comprehensive and critical consideration of financial regulation in the specifics. The focus of the book is on the substantive regulation of the UK and the EU, as critical examination is made of the unravelling and the future of financial regulation with comparative insights offered where relevant especially from the US. Running throughout the book is consideration of the relationship between financial regulation, financial stability and the responsibility of various actors in governance. This book offers an important contribution to continuing reflections on the role of financial regulation, market discipline and corporate responsibility in the financial sector, and upon the roles of regulatory authorities, markets and firms in ensuring the financial health and security of all in the future.
Author | : |
Publisher | : Aspen Law & Business Publishers |
Total Pages | : 254 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
Author | : OECD |
Publisher | : OECD Publishing |
Total Pages | : 251 |
Release | : 2010-04-09 |
Genre | : |
ISBN | : 926408293X |
This publication presents recent OECD papers on risk and regulatory policy. They offer measures for developing, or improving, coherent risk governance policies.