General Rules And Regulations Under The Investment Company Act Of 1940
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Investment Company Act Release
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 1004 |
Release | : 1970 |
Genre | : Mutual funds |
ISBN | : |
General Rules and Regulations Under the Investment Company Act of 1940
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 48 |
Release | : 1941 |
Genre | : Investments |
ISBN | : |
Regulation of Investment Companies
Author | : Thomas P. Lemke |
Publisher | : |
Total Pages | : |
Release | : 1997-03-06 |
Genre | : Law |
ISBN | : 9780820520056 |
The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).
The Regulation of Money Managers
Author | : Tamar Frankel |
Publisher | : |
Total Pages | : 0 |
Release | : |
Genre | : Investment advisors |
ISBN | : 9781454870678 |
United States Code
Author | : United States |
Publisher | : |
Total Pages | : 1506 |
Release | : 2013 |
Genre | : Law |
ISBN | : |
"The United States Code is the official codification of the general and permanent laws of the United States of America. The Code was first published in 1926, and a new edition of the code has been published every six years since 1934. The 2012 edition of the Code incorporates laws enacted through the One Hundred Twelfth Congress, Second Session, the last of which was signed by the President on January 15, 2013. It does not include laws of the One Hundred Thirteenth Congress, First Session, enacted between January 2, 2013, the date it convened, and January 15, 2013. By statutory authority this edition may be cited "U.S.C. 2012 ed." As adopted in 1926, the Code established prima facie the general and permanent laws of the United States. The underlying statutes reprinted in the Code remained in effect and controlled over the Code in case of any discrepancy. In 1947, Congress began enacting individual titles of the Code into positive law. When a title is enacted into positive law, the underlying statutes are repealed and the title then becomes legal evidence of the law. Currently, 26 of the 51 titles in the Code have been so enacted. These are identified in the table of titles near the beginning of each volume. The Law Revision Counsel of the House of Representatives continues to prepare legislation pursuant to 2 U.S.C. 285b to enact the remainder of the Code, on a title-by-title basis, into positive law. The 2012 edition of the Code was prepared and published under the supervision of Ralph V. Seep, Law Revision Counsel. Grateful acknowledgment is made of the contributions by all who helped in this work, particularly the staffs of the Office of the Law Revision Counsel and the Government Printing Office"--Preface.
U.S. Regulation of the International Securities and Derivatives Markets
Author | : |
Publisher | : Aspen Law & Business Publishers |
Total Pages | : 254 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
Regulation of Investment Advisers
Author | : Thomas P. Lemke |
Publisher | : |
Total Pages | : |
Release | : 2015 |
Genre | : Investment advisors |
ISBN | : 9780314832627 |
SEC News Digest
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 644 |
Release | : 1977-07 |
Genre | : Securities |
ISBN | : |
Lists documents available from Public Reference Section, Securities and Exchange Commission.
Investment Company Determination Under the 1940 Act
Author | : Robert H. Rosenblum |
Publisher | : Aspen Publishers |
Total Pages | : 1100 |
Release | : 1997 |
Genre | : Law |
ISBN | : 9781567064667 |
This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many of which were seriously impacted by recent Congressional changes. Written by an expert practitioner and former SEC Counsel, this reference devotes over 1,000 pages to examining all the significant changes to the Act, paying special attention to: the exception for private investment companies Newly authorized qualified purchaser funds Changes in the regulation of variable annuity and variable life insurance products and many more equally important, rapidly evolving, issues. INVESTMENT COMPANY DETERMINATION UNDER THE 1940 ACT: EXEMPTIONS AND EXCEPTIONS also addresses a number of important areas and is designed to help professionals at every level of expertise determine whether or not a particular company can be classified as an investment company. Numerous citations, pointers, and references allow users to find relevant information quickly, easily, confidently.