Fundamentals of Securities Regulation: Background of the SEC statutes
Author | : Louis Loss |
Publisher | : |
Total Pages | : 246 |
Release | : 2011 |
Genre | : Corporations |
ISBN | : |
Previous editions : 2003 (5th) and 1983 (1st).
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Author | : Louis Loss |
Publisher | : |
Total Pages | : 246 |
Release | : 2011 |
Genre | : Corporations |
ISBN | : |
Previous editions : 2003 (5th) and 1983 (1st).
Author | : Louis Loss |
Publisher | : Aspen Publishers Online |
Total Pages | : 1646 |
Release | : 1988 |
Genre | : Securities |
ISBN | : 073554199X |
Author | : Louis Loss |
Publisher | : Aspen Publishers |
Total Pages | : 88 |
Release | : 2001 |
Genre | : Business & Economics |
ISBN | : |
Author | : Thomas Lee Hazen |
Publisher | : |
Total Pages | : 1972 |
Release | : 2007 |
Genre | : Securities |
ISBN | : 9780314168337 |
Author | : Louis Loss |
Publisher | : Wolters Kluwer Law & Business |
Total Pages | : 0 |
Release | : 2018 |
Genre | : Corporations |
ISBN | : 9781543802757 |
Previous editions : 2011 (6th), 1983 (1st).
Author | : Louis Loss |
Publisher | : Aspen Publishers |
Total Pages | : 452 |
Release | : 2000 |
Genre | : Securities |
ISBN | : |
Previous edition, 1st, published in 1983.
Author | : Louis Loss |
Publisher | : Aspen Publishers |
Total Pages | : 820 |
Release | : 2009 |
Genre | : Business & Economics |
ISBN | : |
"The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.
Author | : Thomas Lee Hazen |
Publisher | : West Academic Publishing |
Total Pages | : 986 |
Release | : 2006 |
Genre | : Business & Economics |
ISBN | : |
The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
Author | : Thomas Lee Hazen |
Publisher | : West Academic Publishing |
Total Pages | : 418 |
Release | : 2006 |
Genre | : Business & Economics |
ISBN | : |
"Rev ed. of: Securities regulation in a nutshell / by David L. Ratner. 8th ed. 2005" -- Library of Congress.