Final Report on Bank Securities Activities
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 272 |
Release | : 1977 |
Genre | : Banking law |
ISBN | : |
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Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 272 |
Release | : 1977 |
Genre | : Banking law |
ISBN | : |
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 270 |
Release | : 1977 |
Genre | : Banking law |
ISBN | : |
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 249 |
Release | : 1977 |
Genre | : Banking law |
ISBN | : |
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 630 |
Release | : 1977 |
Genre | : Banking law |
ISBN | : |
Author | : Melanie L. Fein |
Publisher | : Wolters Kluwer |
Total Pages | : 1668 |
Release | : 2011-12-20 |
Genre | : Law |
ISBN | : 1454801247 |
"The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 186 |
Release | : 1977 |
Genre | : Banking law |
ISBN | : |
Author | : United States. Department of the Treasury |
Publisher | : |
Total Pages | : 136 |
Release | : 1975 |
Genre | : Investment banking |
ISBN | : |
Author | : Price water house Coopers |
Publisher | : M.E. Sharpe |
Total Pages | : 172 |
Release | : 2000-09-30 |
Genre | : Business & Economics |
ISBN | : 9780765606556 |
Annotation. Inaccurate or incomplete reporting can undermine any bank's compliance program. This is a guide through all the regulatory reports financial institutions are required to file. With special indices designed to aid in finding information quickly and efficiently, it includes new forms and reports for securities activities plus the latest on anti-boycott rules, the Bank Secrecy Act, and the Suspicious Activities Report. Copyright © Libri GmbH. All rights reserved.
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 372 |
Release | : 1976 |
Genre | : Securities |
ISBN | : |
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 93 |
Release | : 1977 |
Genre | : Banks and banking |
ISBN | : |