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| Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs |
| Publisher | : |
| Total Pages | : 292 |
| Release | : 2009 |
| Genre | : Global Financial Crisis, 2008-2009 |
| ISBN | : |
| Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs |
| Publisher | : |
| Total Pages | : 140 |
| Release | : 2010 |
| Genre | : Business & Economics |
| ISBN | : |
| Author | : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises |
| Publisher | : |
| Total Pages | : 580 |
| Release | : 2012 |
| Genre | : Business & Economics |
| ISBN | : |
| Author | : Merritt B. Fox |
| Publisher | : |
| Total Pages | : 476 |
| Release | : 2018 |
| Genre | : Securities |
| ISBN | : 9781982966850 |
| Author | : Angela A. Hung |
| Publisher | : Rand Corporation |
| Total Pages | : 151 |
| Release | : 2008-03-12 |
| Genre | : Law |
| ISBN | : 0833045016 |
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
| Author | : World Bank |
| Publisher | : World Bank Publications |
| Total Pages | : 254 |
| Release | : 2019-11-21 |
| Genre | : Business & Economics |
| ISBN | : 1464814414 |
Seventeen in a series of annual reports comparing business regulation in 190 economies, Doing Business 2020 measures aspects of regulation affecting 10 areas of everyday business activity.
| Author | : United States. Department of the Treasury |
| Publisher | : Treasury |
| Total Pages | : 208 |
| Release | : 1992 |
| Genre | : Business & Economics |
| ISBN | : |
| Author | : United States. Securities and Exchange Commission |
| Publisher | : |
| Total Pages | : |
| Release | : 1963 |
| Genre | : Foreign exchange |
| ISBN | : |
| Author | : |
| Publisher | : Aspen Law & Business Publishers |
| Total Pages | : 254 |
| Release | : 2002 |
| Genre | : Business & Economics |
| ISBN | : |
