Eighth Annual Institute On Securities Regulation In Europe
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Eighth Annual Institute on Securities Regulation in Europe
Author | : |
Publisher | : |
Total Pages | : 1137 |
Release | : 2008 |
Genre | : Auditing, Internal |
ISBN | : 9781402411588 |
EU Administrative Governance
Author | : Herwig C.H. Hofmann |
Publisher | : Edward Elgar Publishing |
Total Pages | : 635 |
Release | : 2006-01-01 |
Genre | : Political Science |
ISBN | : 1845429966 |
This book is a unique contribution to the understanding of the reality of government and governance in the European Union.
36th Annual Institute on Securities Regulation
Author | : |
Publisher | : |
Total Pages | : 1482 |
Release | : 2004 |
Genre | : Audit committees |
ISBN | : 9781402405211 |
Intermediated Securities
Author | : Pierre-Henri Conac |
Publisher | : Cambridge University Press |
Total Pages | : 443 |
Release | : 2013-05-30 |
Genre | : Law |
ISBN | : 1107244803 |
In today's financial markets, investors no longer hold securities physically. Instead, securities such as shares or bonds are mostly held through intermediaries and transferred by way of book-entries on securities accounts. However, there are remarkable conceptual differences between the various jurisdictions with regard to the legal treatment of intermediated securities. It is widely agreed that this patchwork creates considerable legal risks, especially in cross-border situations. Two initiatives are in place to reduce these risks. In 2009, the UNIDROIT Convention on Substantive Rules for Intermediated Securities (the 'Geneva Securities Convention') was adopted, aimed at harmonisation on the international level. The EU Commission is also running a legislative project, to achieve harmonisation at the regional level. This book compares both initiatives and analyses their impact on the securities laws of selected European jurisdictions.
Cross-Border Mergers and Acquisitions
Author | : Mohammad Bedier |
Publisher | : Edward Elgar Publishing |
Total Pages | : 344 |
Release | : 2018-09-28 |
Genre | : Law |
ISBN | : 1788110897 |
This book provides the reader with an overview of the origin of corporations and the history of mergers and acquisitions. It demystifies the dynamics of mergers and identifies the unique impediments facing cross-border mergers and acquisitions, with great attention to the pre-merger control laws and regulations, in several regions (US, EU, and Middle East). Most importantly, it discusses and assesses merger deregulation and other key reforming proposals.
Catalog of Copyright Entries. Third Series
Author | : Library of Congress. Copyright Office |
Publisher | : Copyright Office, Library of Congress |
Total Pages | : 1898 |
Release | : 1979 |
Genre | : Copyright |
ISBN | : |
Whistleblowers
Author | : Frederick D. Lipman |
Publisher | : John Wiley & Sons |
Total Pages | : 288 |
Release | : 2011-12-06 |
Genre | : Business & Economics |
ISBN | : 1118094034 |
Solid guidance for managing whistleblower policies in light of the new Dodd-Frank Act provisions In July 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act that greatly expanded whistleblower bounties in connection with violations of federal securities laws, including the Foreign Corrupt Practices Act. Discussing business protection strategies and best practices in dealing with whistleblowers, Whistleblowers will appeal to board members, executives, corporate compliance personnel, attorneys for whistleblowers and defense attorneys, as well as potential employee whistleblowers. Case studies of GlaxoSmithKline, Pfizer and other high profile whistleblower incidences Examines new Dodd-Frank incentives to whistleblowers Recommends best practices for corporations in light of new whistleblowing incentives Explores other federal and state statutory incentives to whistleblowing Timely and comprehensive, Whistleblowers emphasizes the disincentives to whistleblowing, reviewing the academic studies of whistleblowers with the idea of developing best practices in working with whistleblowers.