The Regulation of Money Managers
Author | : Tamar Frankel |
Publisher | : |
Total Pages | : 0 |
Release | : |
Genre | : Investment advisors |
ISBN | : 9781454870678 |
Download Development And Regulation Of American Management Investment Companies full books in PDF, epub, and Kindle. Read online free Development And Regulation Of American Management Investment Companies ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Author | : Tamar Frankel |
Publisher | : |
Total Pages | : 0 |
Release | : |
Genre | : Investment advisors |
ISBN | : 9781454870678 |
Author | : Thomas P. Lemke |
Publisher | : |
Total Pages | : |
Release | : 1997-03-06 |
Genre | : Law |
ISBN | : 9780820520056 |
The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).
Author | : Clifford E. Kirsch |
Publisher | : |
Total Pages | : 0 |
Release | : 2006 |
Genre | : Business & Economics |
ISBN | : 9781402407710 |
Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules currently governing investment advisers while ensuring you keep pace with the tougher rules to come. This straightforward, easy-to-read compliance resource shows you how to file and update the pivotal Form ADV and draft compliant advisory contracts.
Author | : Rana Foroohar |
Publisher | : Currency |
Total Pages | : 402 |
Release | : 2017-09-12 |
Genre | : Business & Economics |
ISBN | : 0553447254 |
Is Wall Street bad for Main Street America? "A well-told exploration of why our current economy is leaving too many behind." —The New York Times In looking at the forces that shaped the 2016 presidential election, one thing is clear: much of the population believes that our economic system is rigged to enrich the privileged elites at the expense of hard-working Americans. This is a belief held equally on both sides of political spectrum, and it seems only to be gaining momentum. A key reason, says Financial Times columnist Rana Foroohar, is the fact that Wall Street is no longer supporting Main Street businesses that create the jobs for the middle and working class. She draws on in-depth reporting and interviews at the highest rungs of business and government to show how the “financialization of America”—the phenomenon by which finance and its way of thinking have come to dominate every corner of business—is threatening the American Dream. Now updated with new material explaining how our corrupted financial system propelled Donald Trump to power, Makers and Takers explores the confluence of forces that has led American businesses to favor balance-sheet engineering over the actual kind, greed over growth, and short-term profits over putting people to work. From the cozy relationship between Wall Street and Washington, to a tax code designed to benefit wealthy individuals and corporations, to forty years of bad policy decisions, she shows why so many Americans have lost trust in the system, and why it matters urgently to us all. Through colorful stories of both “Takers,” those stifling job creation while lining their own pockets, and “Makers,” businesses serving the real economy, Foroohar shows how we can reverse these trends for a better path forward.
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 1004 |
Release | : 1970 |
Genre | : Mutual funds |
ISBN | : |
Author | : |
Publisher | : |
Total Pages | : 558 |
Release | : 1969 |
Genre | : Administrative law |
ISBN | : |
The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government.
Author | : United States. Securities and Exchange Commission |
Publisher | : |
Total Pages | : 846 |
Release | : 1946 |
Genre | : Investments |
ISBN | : |
Author | : Tamar Frankel |
Publisher | : |
Total Pages | : 564 |
Release | : 1998 |
Genre | : Business & Economics |
ISBN | : |
Author | : Gerald P. Dwyer |
Publisher | : DIANE Publishing |
Total Pages | : 52 |
Release | : 2010-08 |
Genre | : Business & Economics |
ISBN | : 1437928706 |
Explores how a relatively small amount of heterogeneous securities created turmoil in financial markets in much of the world in 2007 and 2008. The drivers of the financial turmoil and the financial crisis of 2008 were heterogeneous securities that were hard to value. These securities created concerns about counterparty risk and ultimately created substantial uncertainty. The problems spread in ways that were hard to see in advance. The run on prime money market funds in September 2008 and the effects on commercial paper were an important aspect of the crisis itself and are discussed in some detail. Charts and tables.
Author | : |
Publisher | : Aspen Law & Business Publishers |
Total Pages | : 254 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |