Cross Border Securities Offerings
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Author | : H. van Houtte |
Publisher | : Sweet & Maxwell |
Total Pages | : 352 |
Release | : 1999 |
Genre | : Law |
ISBN | : 9780421653801 |
A collection of essays on topical contract issues, covering subjects including: Paradine v Jayne; foreign currency judgements; agency problems in insurance law; increased expense and frustration; failure of consideration; restitutionary consequences of illegality; and proprietary estoppel
Author | : |
Publisher | : Aspen Law & Business Publishers |
Total Pages | : 254 |
Release | : 2002 |
Genre | : Business & Economics |
ISBN | : |
Author | : Pierre-Henri Conac |
Publisher | : Cambridge University Press |
Total Pages | : 443 |
Release | : 2013-05-30 |
Genre | : Law |
ISBN | : 1107244803 |
In today's financial markets, investors no longer hold securities physically. Instead, securities such as shares or bonds are mostly held through intermediaries and transferred by way of book-entries on securities accounts. However, there are remarkable conceptual differences between the various jurisdictions with regard to the legal treatment of intermediated securities. It is widely agreed that this patchwork creates considerable legal risks, especially in cross-border situations. Two initiatives are in place to reduce these risks. In 2009, the UNIDROIT Convention on Substantive Rules for Intermediated Securities (the 'Geneva Securities Convention') was adopted, aimed at harmonisation on the international level. The EU Commission is also running a legislative project, to achieve harmonisation at the regional level. This book compares both initiatives and analyses their impact on the securities laws of selected European jurisdictions.
Author | : |
Publisher | : |
Total Pages | : 92 |
Release | : 1995 |
Genre | : Clearing of securities |
ISBN | : |
Author | : Greene et al. |
Publisher | : Wolters Kluwer |
Total Pages | : 1680 |
Release | : 2017-05-17 |
Genre | : Business & Economics |
ISBN | : 1454887389 |
Author | : David M. Stuart |
Publisher | : |
Total Pages | : 0 |
Release | : 2015-08-07 |
Genre | : Corporation law |
ISBN | : 9781402424717 |
SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.
Author | : Karl Matthias Meessen |
Publisher | : Martinus Nijhoff Publishers |
Total Pages | : 294 |
Release | : 1996-08-06 |
Genre | : Law |
ISBN | : 9789041108999 |
This work contains the proceedings of a symposium held in Dresden addressing the topic of extraterritorial jurisdiction with respect to financial services, tax, arms control, environmental law, antitrust matters and mergers and acquisitions. It provides an overview of how differently jurisdictional issues are perceived and dealt with, especially in the USA and UK. Contributions are from experts in the field. The book differs from others in the field in that it provides a resolution on extraterritorial jurisdiction. "Audience: " Civil servants, practising lawyers and academics in the field of international public law and private international law.
Author | : Group of Ten. Committee on Payment and Settlement Systems |
Publisher | : |
Total Pages | : 80 |
Release | : 2004 |
Genre | : Clearing of securities |
ISBN | : |
Author | : David A. Westenberg |
Publisher | : |
Total Pages | : 0 |
Release | : 2018-10 |
Genre | : Corporations |
ISBN | : 9781402418952 |
Author | : Janet Austin |
Publisher | : Edward Elgar Publishing |
Total Pages | : 286 |
Release | : 2017-12-29 |
Genre | : Insider trading in securities |
ISBN | : 1786436426 |
This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries.