Conflicts Of Interest Chinese Walls
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| Author | : Chizu Nakajima |
| Publisher | : |
| Total Pages | : 270 |
| Release | : 2002 |
| Genre | : Chinese walls (Communication barriers) |
| ISBN | : |
(PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.
| Author | : Dick Frase |
| Publisher | : Sweet & Maxwell |
| Total Pages | : 365 |
| Release | : 2012 |
| Genre | : Business & Economics |
| ISBN | : 0414049411 |
This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
| Author | : Charles Hollander |
| Publisher | : |
| Total Pages | : 272 |
| Release | : 2000 |
| Genre | : Chinese walls (Communication barriers) |
| ISBN | : 9780421731400 |
The landmark decision of the House of Lords on conflicts of interest in Bolkiah v KPMG, closely followed by the very different conflict considered in the Pinochet case have sparked off massive interest and a series of judicial decisions in this area of the law. In consequence, professionals are under increasing pressure to examine their strategies for dealing with conflicts of interest and managing client confidentiality. Each professional sector is examined in detail and advice is offered on strategies for assessing and managing conflict situations. The authors offer answers to questions such as: what is a conflict and when does it arise? What are the consequences of acting despite a conflict? How do Chinese Walls operate and when are they permissible? What are the remedies for a client when his adviser acts for the other side?
| Author | : Luc Thévenoz |
| Publisher | : Kluwer Law International B.V. |
| Total Pages | : 422 |
| Release | : 2007-01-01 |
| Genre | : Law |
| ISBN | : 9041125787 |
Conflicts of interest arise naturally in all walks of life, particularly in business life. As general and indeed inevitable phenomena, conflicts of interest should not be prohibited but properly managed. This book presents indepth analysis of such management in three areas of corporate governance where the conflict-of-interest problems are particularly acute: executive compensation, financial analysis, and asset management. ""Conflicts of Interest"" presents the results of a two-year-long research project bringing together academics and practitioners in both law and finance from Europe and the.
| Author | : |
| Publisher | : World Bank Publications |
| Total Pages | : 136 |
| Release | : 2001 |
| Genre | : Business & Economics |
| ISBN | : 9780821349854 |
Increasingly governments worldwide are turning to the private sector to assist them in meeting their countries' infrastructure needs. The toolkit will assist governments in hiring and managing economic consultants, financial advisors and legal experts, as well as other specialists required to increase the role of the private sector in all infrastructure services. The boxed Toolkit, funded by the Public-Private Infrastructure Advisory Facility (PPIAF) and designed by the World Bank's Private Sector Advisory Services Department, includes a CD-ROM self-guided tour of the material, an Executive Summary for senior officials, and 3 volumes which contain detailed information on the following subjects: Volume 1: What is PPI and how can advisors help? - Module 1: Principles of selection for advisory services to support PPI - Module 2: Identifying the stages of PPI - Module 3: The role of advisors - Module 4: Defining the project and the contract - Module 5: Use of advisors for small-scale projects Volume 2: Donor agencies and the funding of PPI advisory services - Module 6: Funding agency requirements Volume 3: How to select and manage PPI advisors - Module 7: Selecting advisors - Module 8: Paying advisors for their advice - Module 9: Managing the PPI advisory services
| Author | : Jennifer Payne |
| Publisher | : Hart Publishing |
| Total Pages | : 194 |
| Release | : 2002-11-06 |
| Genre | : Law |
| ISBN | : 184113340X |
This book examines the law with regard to takeovers in England and Germany and the issues arising from cross-border mergers between them.
| Author | : Graham Moffat |
| Publisher | : Cambridge University Press |
| Total Pages | : 1110 |
| Release | : 2005-09-29 |
| Genre | : Law |
| ISBN | : 9781139445283 |
With its unique contextual emphasis and authoritative commentary, Trusts Law: Text and Materials is a book that no serious undergraduate on trust law courses can afford to be without. The book is divided into four main parts: trusts and the preservation of family wealth; trusts and family breakdown; trusts and commerce; and trusts and non-profit activity. Within each of these parts, leading cases, statutes, and historical and research materials are placed alongside the narrative of the author's text to give emphasis both to general theories of trust concepts and to the practical operation of trusts. Attention is also given to important themes such as the developing relationship between trusts law and other areas of private law such as the Law of Restitution. This new edition takes account of all relevant judicial and legislative developments since the third edition, and expands discussion of key themes in current developments of the law.
| Author | : Janine Griffiths-Baker |
| Publisher | : Hart Publishing |
| Total Pages | : 227 |
| Release | : 2002-12-05 |
| Genre | : Law |
| ISBN | : 1841132292 |
Based on interviews with lawyers and their clients, this book considers how conflicts of interest are handled within law firms.
| Author | : Alonso Villarán |
| Publisher | : Rowman & Littlefield |
| Total Pages | : 177 |
| Release | : 2021-09-21 |
| Genre | : Philosophy |
| ISBN | : 1786616130 |
Alongside other moral dilemmas and corporate social responsibility related issues, conflicts of interest are one of the most common challenges faced in the workplace. To date, there is no book devoted to examining the ethics behind conflicts of interest in the context of business. This book aims to rectify that, focusing on the foundations of moral philosophy which informs our understanding of ethics. Through his clear writing and use of vignettes, the author shows how ethics can be used to identify and manage conflicts of interest in the business world. The book offers original insights on this topic, moving the scholarly debate forward in conflicts of interest, while also offering a clear guide to the ethics of conflicts of interest in business which will become essential reading for students at all levels studying business ethics.
| Author | : Rüdiger Veil |
| Publisher | : Bloomsbury Publishing |
| Total Pages | : 787 |
| Release | : 2022-03-24 |
| Genre | : Law |
| ISBN | : 1509942130 |
“The richness, clarity and nuances of the structure and methodology followed by the contributors make the book a very valuable tool for students... seeking to obtain a general understanding of the market and how it is regulated.” – Ligia Catherine Arias Barrera, Banking & Finance Law Review The fully updated edition of this user-friendly textbook continues to systematise the European law governing capital markets and examines the underlying concepts from a broadly interdisciplinary perspective. The 3rd edition deals with 3 central developments: the project of the capital markets union; sustainable finance; and the further digitalisation of financial instruments and securities markets. The 1st chapter deals with the foundations of capital markets law in Europe, the 2nd explains the basics, and the 3rd examines the regime on market abuse. Chapter 4 explores the disclosure system and chapter 5 short-selling and high-frequency trading. The role of intermediaries, such as financial analysts, rating agencies, and proxy advisers, is described in chapter 6. Chapter 7 explains compliance and corporate governance in investment firms and chapter 8 illustrates the regulation of benchmarks. Finally, chapter 9 deals with public takeovers. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts. This is essential reading for students involved in the study of capital markets law and financial law.
