Futures Trading Act of 1982

Futures Trading Act of 1982
Author: United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry
Publisher:
Total Pages: 188
Release: 1982
Genre: Commodity exchanges
ISBN:

Managing Climate Risk in the U.S. Financial System

Managing Climate Risk in the U.S. Financial System
Author: Leonardo Martinez-Diaz
Publisher: U.S. Commodity Futures Trading Commission
Total Pages: 196
Release: 2020-09-09
Genre: Science
ISBN: 057874841X

This publication serves as a roadmap for exploring and managing climate risk in the U.S. financial system. It is the first major climate publication by a U.S. financial regulator. The central message is that U.S. financial regulators must recognize that climate change poses serious emerging risks to the U.S. financial system, and they should move urgently and decisively to measure, understand, and address these risks. Achieving this goal calls for strengthening regulators’ capabilities, expertise, and data and tools to better monitor, analyze, and quantify climate risks. It calls for working closely with the private sector to ensure that financial institutions and market participants do the same. And it calls for policy and regulatory choices that are flexible, open-ended, and adaptable to new information about climate change and its risks, based on close and iterative dialogue with the private sector. At the same time, the financial community should not simply be reactive—it should provide solutions. Regulators should recognize that the financial system can itself be a catalyst for investments that accelerate economic resilience and the transition to a net-zero emissions economy. Financial innovations, in the form of new financial products, services, and technologies, can help the U.S. economy better manage climate risk and help channel more capital into technologies essential for the transition. https://doi.org/10.5281/zenodo.5247742

Importing Into the United States

Importing Into the United States
Author: U. S. Customs and Border Protection
Publisher:
Total Pages: 0
Release: 2015-10-12
Genre: Education
ISBN: 9781304100061

Explains process of importing goods into the U.S., including informed compliance, invoices, duty assessments, classification and value, marking requirements, etc.

Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)
Author: The Law The Law Library
Publisher: Createspace Independent Publishing Platform
Total Pages: 192
Release: 2018-06-16
Genre:
ISBN: 9781721510160

Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On July 12, 2012, the Commodity Futures Trading Commission ("Commission" or "CFTC") published for public comment its proposed interpretive guidance and policy statement ("Proposed Guidance") regarding the cross-border application of the swaps provisions of the Commodity Exchange Act ("CEA"), as added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "Dodd-Frank"). On December 21, 2012, the Commission also proposed further guidance on certain aspects of the Proposed Guidance ("Further Proposed Guidance"). This book contains: - The complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

SEC Rules of Practice

SEC Rules of Practice
Author: Securities and Securities and Exchange Commission
Publisher: Createspace Independent Publishing Platform
Total Pages: 136
Release: 2018-06-28
Genre:
ISBN: 9781722238896

This PRINT REPLICA of the 2018 SEC Rules of Practice and Rules on Fair Fund and Disgorgement Plans by the Securities and Exchange Commission was UPDATED 6/28/2018. It has been said that the most common criticism is that the Administrative Proceedings ("Aps") process is simply unfair. In any proceeding, a person may be represented by an attorney at law admitted to practice before the Supreme Court of the United States or the highest court of any State (as defined in Section 3(a)(16) of the Exchange Act, 15 U.S.C. 78c(a)(16)); a member of a partnership may represent the partnership; a bona fide officer of a corporation, trust or association may represent the corporation, trust or association; and an officer or employee of a state commission or of a department or political subdivision of a state may represent the state commission or the department or political subdivision of the state. Now that the proposed changes to "Exchange -Traded Funds" and "Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds", the world will be a different place. You thought it was the wild, wild west before? You ain't seen nuthin yet. Kiss the Volker Rule goodbye and Dodd-Frank is history. I included the "Rules of Practice Governing Disapproval Proceedings for SRO Proposed Rule Change Filings" at the back of the book as well as Technical Amendments Release No. 34-63723 and Release No. 34-83325. Why buy a book you can download for free? We print this book so you don't have to. First you gotta find a good clean (legible) copy and make sure it's the latest version (not always easy). Some documents found on the web are missing some pages or the image quality is so poor, they are difficult to read. We look over each document carefully and replace poor quality images by going back to the original source document. We proof each document to make sure it's all there - including all changes. If you find a good copy, you could print it using a network printer you share with 100 other people (typically its either out of paper or toner). If it's just a 10-page document, no problem, but if it's 250-pages, you will need to punch 3 holes in all those pages and put it in a 3-ring binder. Takes at least an hour. It's much more cost-effective to just order the latest version from Amazon.com This book includes original commentary which is copyright material. Note that government documents are in the public domain. We print these large documents as a service so you don't have to. The books are compact, tightly-bound, full-size (8 1⁄2 by 11 inches), with large text and glossy covers. 4th Watch Publishing Co. is a Service-Disabled Veteran-Owned Small Business (SDVOSB). If you like the service we provide, please leave positive review on Amazon.com.

Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 241, Revised as of April 1, 2021

Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 241, Revised as of April 1, 2021
Author: OFFICE OF THE FEDERAL REGISTER (U.S.)
Publisher: Code of Federal Regulations, Title 17 Commodity and Securities Exchanges
Total Pages: 706
Release: 2022-03-28
Genre:
ISBN: 9781636717487

Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury.

Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 240, Revised as of April 1, 2021

Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 240, Revised as of April 1, 2021
Author: OFFICE OF THE FEDERAL REGISTER (U.S.)
Publisher: Code of Federal Regulations, Title 17 Commodity and Securities Exchanges
Total Pages:
Release: 2022-03-24
Genre:
ISBN: 9781636718217

Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury.

Cybercurrency Law

Cybercurrency Law
Author: Edward J. Swan
Publisher: Kluwer Law International B.V.
Total Pages: 488
Release: 2023-05-11
Genre: Law
ISBN: 9403543868

Digital assets are increasingly becoming subject to national and international regulatory scrutiny. This timely book provides an overview of how, as digital asset markets expand, governments in a wide range of jurisdictions are responding to them. In addition to chapters on specific urgent challenges of regulating cybercurrency activity, there are separate chapters detailing regulatory developments and trends in each of eight major jurisdictions—the United States, the European Union, the United Kingdom, China, India, Japan, South Korea, and Singapore—as well as a chapter on crypto regulation in a selection of other countries. The book thoroughly covers the impact of digital assets business-connected technologies on such important policy areas as the following: consumer protection; data privacy and security; financial stability and systemic risk; crime; national security; human rights; financial inclusion and equity; and energy demand and climate change. For each of these areas and more, steps taken to regulate the marketing of digital assets both generally and in each of the covered jurisdictions are extensively described, with information on applicable legal forums and remedies. Because the rapid evolution and volatility of the crypto markets have left regulators struggling to keep pace, this deeply researched and informed survey of current and trending regulatory measures taken worldwide will prove of inestimable value to practitioners and regulators handling any aspect of digital asset business and will remain of great worth for the foreseeable future.