Clearance and Settlement Reform

Clearance and Settlement Reform
Author: United States Government Accountability Office (GAO)
Publisher: Createspace Independent Publishing Platform
Total Pages: 128
Release: 2018-02-16
Genre:
ISBN: 9781985615649

GGD-90-33 Clearance and Settlement Reform: The Stock, Options, and Futures Markets Are Still at Risk

Securities Firms

Securities Firms
Author:
Publisher: DIANE Publishing
Total Pages: 100
Release: 1993-05
Genre: Business & Economics
ISBN: 9781568063294

Examines the issues associated with the regulatory structure for overseeing the domestic and foreign affiliates of U.S. broker-dealers. Recommends that the SEC use its new authority under the Market Reform Act of 1990 to obtain information to evaluate the risks about unregulated financial activities of the affiliated and holding companies of U.S. securities firms and to determine the need for any further regulation of them. Graphs and charts.

Securities Firms

Securities Firms
Author: United States. General Accounting Office
Publisher:
Total Pages: 100
Release: 1992
Genre: Financial services industry
ISBN:

International Investment Management

International Investment Management
Author: Kara Tan Bhala
Publisher: Routledge
Total Pages: 717
Release: 2016-04-14
Genre: Business & Economics
ISBN: 131727590X

International Investment Management: Theory, Practice, and Ethics synthesizes investment principles, Asian financial practice, and ethics reflecting the realities of modern international finance. These topics are studied within the Asian context, first through the medium of case studies and then via the particular conditions common in those markets including issues of religion and philosophy. This book has a three part structure beginning with the core principles behind the business of investments including securities analysis, asset allocation and a comprehensive analysis of modern finance theory. This gives students a comprehensive understanding of investment management by going through the theories, ethics and practice of investment management. This text provides a detailed overview of International Banking Law and International Securities Regulation, alongside legal and ethics case studies which are located in the practice section of the book. This book is an essential text for business and law school students who wish to have a thorough understanding of investment management. It is also perfect as a core text for undergraduate finance majors and graduate business students pursuing a finance, and/or business ethics concentration, with particular focus on Asia.