Bank Tying Additional Steps Needed To Ensure Effective Enforcement Of Tying Prohibitions
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Bank Tying
Author | : United States Government Accountability Office |
Publisher | : Createspace Independent Publishing Platform |
Total Pages | : 62 |
Release | : 2017-10-19 |
Genre | : |
ISBN | : 9781978405042 |
Bank Tying: Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions
Bank Tying
Author | : United States. General Accounting Office |
Publisher | : |
Total Pages | : |
Release | : 2003 |
Genre | : Bank holding companies |
ISBN | : |
US Reg International Securities and Derivative Market 11e (2 Vol)
Author | : GREENE |
Publisher | : Wolters Kluwer |
Total Pages | : 2854 |
Release | : 2014-12-29 |
Genre | : Law |
ISBN | : 1454851252 |
Dramatic changes in U.S. law have increased the need to understand the complex regulation of todayand’s global capital and derivatives markets. U.S. Regulation of the International Securities and Derivatives Markets is the first truly comprehensive guide in this dynamic regulatory arena. This completely updated Eleventh Edition was authored by a team of attorneys at Cleary Gottlieb Steen and& Hamilton LLP, one of the foremost law firms in international finance. U.S. Regulation of the International Securities and Derivatives Markets provides thoroughly up-to-date coverage of the SEC Securities Offering Reform rules, the impact of the Dodd-Frank Act and the Sarbanes-Oxley Act on public companies in the United States, and much more. Advising clients on cross-border securities transactions means dealing with a tangle of complex rules and requirements. This comprehensive reference explains in detail virtually everything your clients might want to know, including: The U.S. securities and commodities laws pertaining to foreign participants and financial products entering U.S. capital markets, and U.S. securities in international markets, including a comprehensive discussion of the requirements imposed by the Sarbanes-Oxley Act and the regulatory framework established by the Dodd-Frank Act. The rules and regulations affecting each participant, including foreign banks, broker-dealers, investment companies and advisers, futures commission merchants, commodity pool operators, commodity trading advisors, and others The rules and requirements behind different cross-border transactions, including private placements and Rule 144A, ADR programs, the U.S./Canadian MJDS, global offerings, and more The principal European Union measures governing securities offerings and ongoing reporting in the European Union Many additional regulatory issues, including enforcement and remedies, recent case interpretations, FINRA and other SRO rules, and much more U.S. Regulation of the International Securities and Derivatives Markets, Eleventh Edition is by far the most comprehensive reference of its kind. This is the only desk reference covering all U.S. laws and regulations affecting international securities offerings and foreign participants in U.S. capital markets. It explains dozens of topics that simply cannot be found in any other published sourceand—saving you valuable research time, youand’ll have all the detailed information you need to guide clients through this dramatic new financial era.
Quarterly Journal
Author | : United States. Office of the Comptroller of the Currency |
Publisher | : |
Total Pages | : 426 |
Release | : 1994 |
Genre | : Banks and banking |
ISBN | : |
Foreclosures at the Front Step of the Federal Reserve Bank of Cleveland
Author | : United States. Congress. House. Committee on Oversight and Government Reform. Subcommittee on Domestic Policy |
Publisher | : |
Total Pages | : 324 |
Release | : 2008 |
Genre | : Adjustable rate mortgages |
ISBN | : |