A Treatise On The Law Of Stock Brokers
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A Treatise on the Law of Stock-brokers and Stock-exchanges
Author | : John Randolph Dos Passos |
Publisher | : |
Total Pages | : 1100 |
Release | : 1882 |
Genre | : Brokers |
ISBN | : |
A Treatise on the Law of Stock-brokers and Stock-exchanges
Author | : John Randolph Dos Passos |
Publisher | : |
Total Pages | : 794 |
Release | : 1905 |
Genre | : Brokers |
ISBN | : |
A Treatise on the Law of Stock Brokers (Classic Reprint)
Author | : Arthur Biddle |
Publisher | : |
Total Pages | : 446 |
Release | : 2015-07-04 |
Genre | : Law |
ISBN | : 9781330685242 |
Excerpt from A Treatise on the Law of Stock Brokers The transactions growing out of the sale and hypothecation of the securities dealt in at the Stock Exchange already form, both in their number and magnitude, one of the most important branches of business carried on in great commercial centres, and the questions arising out of them are subjects upon which the lawyer is almost daily called upon to advise. Several excellent works have been written on kindred subjects, which, however, have been devoted rather to the character of such securities, and the obligations they impose upon the corporations issuing them, than to the law governing the parties buying and selling them. In the present work the authors have attempted to discuss the law relating to the agents in these transactions, - stock brokers and their customers, - and the character of the thing sold, so far as it relates to questions arising out of sales of it. About the Publisher Forgotten Books publishes hundreds of thousands of rare and classic books. Find more at www.forgottenbooks.com This book is a reproduction of an important historical work. Forgotten Books uses state-of-the-art technology to digitally reconstruct the work, preserving the original format whilst repairing imperfections present in the aged copy. In rare cases, an imperfection in the original, such as a blemish or missing page, may be replicated in our edition. We do, however, repair the vast majority of imperfections successfully; any imperfections that remain are intentionally left to preserve the state of such historical works.
Broker Dealer Operations Under Securities and Commodities Law
Author | : Jerry W. Markham |
Publisher | : |
Total Pages | : |
Release | : 1998-01-12 |
Genre | : |
ISBN | : 9780420611307 |
This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of customer funds, net capital requirements, record-keeping, reporting and credit regulations. In addition, the work offers an overview of the historical development of broker-dealer practices and the regulatory framework that has grown up around them. It also integrates coverage of commodities regulation throughout the text, oftern comparing and contrasting the different ways securities and commodities regulatory schemes impact upon specific broker-dealer activities.
A Treatise on the Law of Stock Brokers
Author | : Arthur Biddle |
Publisher | : Palala Press |
Total Pages | : 450 |
Release | : 2015-11-19 |
Genre | : |
ISBN | : 9781346861722 |
This work has been selected by scholars as being culturally important, and is part of the knowledge base of civilization as we know it. This work was reproduced from the original artifact, and remains as true to the original work as possible. Therefore, you will see the original copyright references, library stamps (as most of these works have been housed in our most important libraries around the world), and other notations in the work.This work is in the public domain in the United States of America, and possibly other nations. Within the United States, you may freely copy and distribute this work, as no entity (individual or corporate) has a copyright on the body of the work.As a reproduction of a historical artifact, this work may contain missing or blurred pages, poor pictures, errant marks, etc. Scholars believe, and we concur, that this work is important enough to be preserved, reproduced, and made generally available to the public. We appreciate your support of the preservation process, and thank you for being an important part of keeping this knowledge alive and relevant.
A Treatise on the Laws Relating to Factors and Brokers
Author | : John Archibald Russell |
Publisher | : |
Total Pages | : 238 |
Release | : 1845 |
Genre | : Agency (Law) |
ISBN | : |