A Practitioner's Guide to the Law and Regulation of Market Abuse

A Practitioner's Guide to the Law and Regulation of Market Abuse
Author: Karen Anderson
Publisher:
Total Pages: 533
Release: 2017
Genre: Capital market
ISBN: 9780414055988

A Practitioner's Guide to the Law and Regulation of Market Abuse covers all aspects of the law and regulation relating to market abuse in the UK. The focus of the book is to explain how the market abuse regime operates in practice. This second edition is fully revised and updated to cover the new EU Market Abuse Regulation (MAR) and Directive on Criminal Sanctions for Market Abuse

A Practitioner's Guide to the Law and Regulation of Market Abuse

A Practitioner's Guide to the Law and Regulation of Market Abuse
Author: Martyn Hopper
Publisher: Sweet & Maxwell
Total Pages: 468
Release: 2013-06-21
Genre: Capital market
ISBN: 9780414044548

'A Practitioner's Guide to the Regulation of Market Abuse' covers all aspects of the law and regulation relating to market abuse in the UK. Its focus is to explain how the market abuse regime operates in practice.

The Little Book of Market Manipulation

The Little Book of Market Manipulation
Author: Gregory J Durston
Publisher: Waterside Press
Total Pages: 152
Release: 2020-01-29
Genre: Law
ISBN: 1909976733

Market manipulation comes in many forms. For a wrong that some say started life with groups of men dressed in Bourbon uniforms spreading false information in cod French accents, the speed of change has accelerated dramatically in the modern era, via the Internet, novel forms of electronic communication, ultra-fast computer-generated trading, new types of financial instruments, and increased globalisation. This means that opportunities for carrying-out new forms of manipulation now exist on an exponential scale. Looks at the mechanisms, criminal and civil, to confront market manipulation, its enforcement regimes, legal and evidential rules and potential loopholes. Shows how every individual involved in market transactions can fall foul of the law if they do not ensure integrity in their dealings. The ‘tricks’ used by those seeking to benefit from this special category of fraud and the relationship of dedicated provisions to the general law is outlined, with key statutory provisions set out in an appendix. A valuable accompaniment to The Little Book of Insider Dealing (Waterside Press, 2018). An invaluable pocket guide and law primer. An essential guide for investors. With practical examples and decided cases. An up-to-date treatment of a fast-moving topic. Describes both criminal and regulatory regimes. Contents include Forms of Market Manipulation; Suspicion, Identification, Detection and Investigation; Obligations and Enforcement; Criminal Offences, Defences and Punishment; Regulatory Provisions and Penalties; Evidence; Acronyms; Select Bibliography; Key Statutory Provisions and Index.

Market Abuse Regulation

Market Abuse Regulation
Author: Marco Ventoruzzo
Publisher: Oxford University Press, USA
Total Pages: 736
Release: 2022-03
Genre:
ISBN: 9780198871095

This revised edition analyses the European market abuse regime contained in the Market Abuse Regulation and related directives and regulations, and has been updated and expanded to reflect the impact of new developments in legislation and case law following the implementation of the Regulation.

Social Security Legislation 2016/17

Social Security Legislation 2016/17
Author: Nicholas Wikeley
Publisher:
Total Pages: 1480
Release: 2016-09-30
Genre: Social security
ISBN: 9780414056008

A Practitioner's Guide to the Law and Regulation of Market Abuse covers all aspects of the law and regulation relating to market abuse in the UK. The focus of the book is to explain how the market abuse regime operates in practice. This second edition is fully revised and updated to cover the new EU Market Abuse Regulation (MAR) and Directive on Criminal Sanctions for Market Abuse.

Market Abuse Regulation

Market Abuse Regulation
Author: Edward J. Swan
Publisher: Oxford University Press, USA
Total Pages: 0
Release: 2006
Genre: Financial services industry
ISBN: 9781904501305

Grace Kelly and Ray Milland star in Alfred Hitchcock's classic thriller adapted from the play by Frederick Knott. Former tennis pro Tony Wendice (Milland) hatches a cunning plot to get rid of his socialite wife, Margot (Kelly), when he discovers that she has been having an affair with author Mark Halliday (Robert Cummings). Wendice blackmails a corrupt former schoolmate into murdering her, but the man bungles the job, and Margot, having killed her would-be assailant in self-defence, then finds herself under suspicion of premeditated murder...

Insider Trading and Market Manipulation

Insider Trading and Market Manipulation
Author: Janet Austin
Publisher: Edward Elgar Publishing
Total Pages: 286
Release: 2017-12-29
Genre: Insider trading in securities
ISBN: 1786436426

This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries.